NorthRock Partners, LLC
Long book
$6.20B
Q1 2026
Positions
653
Top-10 weight
45%
concentration
Last quarter
+10.8%
SPY +14.8%
Turnover
20%
of book per quarter
Strategy in plain words
auto-generated from filingsNorthRock Partners, LLC is a wealth-management firm allocating client money, running a $6.20B US long book across 653 positions.
The portfolio is moderately concentrated (top 10 ≈ 45% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: MORTGAGE-BACKED SECURITIES, VANGUARD S&P 500 ETF, STE STR SPDR PT S&P 500 ETF, VANGUARD SHORT-TERM TREASURY, SS SPDR P S&P 500 VALUE ETF.
Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+3.0%
Q2 2024
+6.6%
Q3 2024
+1.4%
Q4 2024
-3.3%
Q1 2025
+8.5%
Q2 2025
+6.1%
Q3 2025
+2.1%
Q4 2025
-1.8%
Q1 2026
+10.8%
Sector allocation
Technology 44%
Financials 13%
Consumer staples 10%
Industrials 8%
Consumer discretionary 8%
Healthcare 6%
Other 4%
Services media 3%
Long book by quarter
What does NorthRock Partners, own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 774.0K | $196.4M | 3.2% | +5.9% |
| NVDA NVIDIA CORP | Technology | 337.0K | $58.8M | 0.9% | +4.5% |
| MSFT MICROSOFT CORP | Technology | 157.3K | $58.2M | 0.9% | +5.8% |
| MDLZ MONDELEZ INTERNATIONAL INC-A | Consumer staples | 512.6K | $29.5M | 0.5% | -1.1% |
| PM PHILIP MORRIS INTERNATIONAL | Consumer staples | 175.4K | $29.0M | 0.5% | -2.7% |
| AMZN AMAZON.COM INC | Consumer discretionary | 129.7K | $27.0M | 0.4% | +14.4% |
| PGR PROGRESSIVE CORP | Financials | 134.2K | $26.6M | 0.4% | -0.1% |
| PG PROCTER & GAMBLE CO/THE | Other | 164.4K | $23.7M | 0.4% | +0.7% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 42.1K | $20.2M | 0.3% | +0.9% |
| GOOGL ALPHABET INC-CL A | Technology | 68.0K | $19.5M | 0.3% | +3.4% |
| TSLA TESLA INC | Industrials | 48.4K | $18.0M | 0.3% | +13.8% |
| GOOG ALPHABET INC-CL C | Technology | 62.1K | $17.8M | 0.3% | -0.3% |
| JPM JPMORGAN CHASE & CO | Financials | 60.4K | $17.8M | 0.3% | +24.3% |
| ABBV ABBVIE INC | Healthcare | 64.8K | $14.1M | 0.2% | +1.4% |
| MO ALTRIA GROUP INC | Consumer staples | 198.3K | $13.1M | 0.2% | -3.0% |
| AVGO BROADCOM INC | Technology | 35.9K | $11.1M | 0.2% | +33.9% |
| META META PLATFORMS INC-CLASS A | Technology | 19.1K | $10.9M | 0.2% | +13.2% |
| KDP KEURIG DR PEPPER INC | Consumer staples | 403.9K | $10.6M | 0.2% | +0.9% |
| XOM EXXON MOBIL CORP | Energy | 60.7K | $10.3M | 0.2% | +22.5% |
| UPS UNITED PARCEL SERVICE-CL B | Industrials | 104.5K | $10.3M | 0.2% | -2.4% |
| V VISA INC-CLASS A SHARES | Services media | 30.5K | $9.2M | 0.1% | +17.7% |
| CVX CHEVRON CORP | Energy | 44.2K | $9.1M | 0.1% | +0.9% |
| JNJ JOHNSON & JOHNSON | Healthcare | 35.0K | $8.5M | 0.1% | +7.5% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 7.7K | $7.6M | 0.1% | +7.1% |
| WMT WALMART INC | Consumer discretionary | 58.8K | $7.3M | 0.1% | +49.8% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 15, 2026 | 678 | $6.20B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 17, 2026 | 619 | $5.93B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 14, 2025 | 871 | $5.54B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR/ARESTATEMENT | Nov 14, 2025 | 682 | $3.84B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Jul 25, 2025 | 910 | $3.87B | SEC ↗ | |
| Q1 2025 | 13F-HR | May 8, 2025 | 852 | $2.98B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR/ARESTATEMENT | Apr 22, 2025 | 775 | $3.07B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 14, 2025 | 593 | $3.06B | SEC ↗ | |
| Q3 2024 | 13F-HR/ARESTATEMENT | Apr 22, 2025 | 833 | $3.04B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 30, 2024 | 368 | $1.13B | SEC ↗ | |
| Q2 2024 | 13F-HR/ARESTATEMENT | Apr 22, 2025 | 810 | $2.66B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 6, 2024 | 387 | $1.12B | SEC ↗ | |
| Q1 2024 | 13F-HR/ARESTATEMENT | Apr 22, 2025 | 814 | $2.61B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 7, 2024 | 411 | $1.18B | SEC ↗ |