PEAK FINANCIAL ADVISORS LLC

Wealth advisor Mechanical CIK 1843309
League rank
#3208
in Wealth advisor · #7200 overall
Long book
$225.9M
Q1 2026
Positions
70
Top-10 weight
57%
concentration
Last quarter
+2.7%
SPY +14.8%
Turnover
43%
of book per quarter

Strategy in plain words

auto-generated from filings

PEAK FINANCIAL ADVISORS LLC is a wealth-management firm allocating client money, running a $225.9M US long book across 70 positions.

The portfolio is concentrated: the top 10 names carry 57% of the portfolio. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: TCW FLEXIBLE INCOME ETF, FRANKLIN SYSTEMATIC STYLE PR, SIMPLIFY MBS ETF, SPDR GOLD MINISHARES TRUST, JPMORGAN ACTIVE BOND ETF.

Over the last 9 quarters its long book ran on average 1.6pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+7.3%
Q3 2024
-0.9%
Q4 2024
+0.2%
Q1 2025
+7.5%
Q2 2025
+4.3%
Q3 2025
+0.4%
Q4 2025
+2.8%
Q1 2026
+2.7%

Sector allocation

Consumer discretionary
16%
Technology
14%
Industrials
13%
Healthcare
12%
Energy
11%
Financials
11%
Utilities
9%
Services media
9%

Long book by quarter

$164.2M
Q1 2024
$174.3M
Q2 2024
$194.5M
Q3 2024
$192.3M
Q4 2024
$196.5M
Q1 2025
$195.3M
Q2 2025
$208.4M
Q3 2025
$222.6M
Q4 2025
$225.9M
Q1 2026

What does PEAK FINANCIAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AMZN AMAZON.COM INCConsumer discretionary24.0K$5.0M2.2%+14.4%
CNQ CANADIAN NATURAL RESOURCESEnergy93.8K$4.6M2.0%+0.3%
CIEN CIENA CORPTechnology11.4K$4.4M2.0%-2.1%
APA APA CORPEnergy102.8K$4.4M1.9%-0.5%
TRGP TARGA RESOURCES CORPUtilities14.0K$3.5M1.6%-0.4%
NFLX NETFLIX INCServices media35.6K$3.4M1.5%+18.0%
COST COSTCO WHOLESALE CORPConsumer discretionary3.3K$3.3M1.4%-0.1%
NVDA NVIDIA CORPTechnology18.6K$3.2M1.4%+189.5%
FDX FEDEX CORPIndustrials9.0K$3.2M1.4%-1.5%
JNJ JOHNSON & JOHNSONHealthcare12.5K$3.1M1.4%+4.4%
CNP CENTERPOINT ENERGY INCUtilities69.9K$3.0M1.3%New
AXP AMERICAN EXPRESS COFinancials9.9K$3.0M1.3%+3.3%
ROIV ROIVANT SCIENCES LTDHealthcare105.9K$2.9M1.3%New
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials6.1K$2.9M1.3%New
WMT WALMART INCConsumer discretionary22.4K$2.8M1.2%0.0%
ESI ELEMENT SOLUTIONS INCOther79.9K$2.7M1.2%+0.1%
CW CURTISS-WRIGHT CORPIndustrials4.0K$2.7M1.2%-0.2%
ETN EATON CORP PLCIndustrials6.8K$2.4M1.1%New
MA MASTERCARD INC - AServices media4.7K$2.4M1.0%-3.0%
CVS CVS HEALTH CORPHealthcare30.4K$2.2M1.0%-19.0%
TEL TE CONNECTIVITY PLCConsumer discretionary10.4K$2.2M1.0%+0.9%
MTH MERITAGE HOMES CORPIndustrials33.1K$2.0M0.9%-0.1%
WMG WARNER MUSIC GROUP CORP-CL AServices media74.8K$1.9M0.8%-0.9%
HOOD ROBINHOOD MARKETS INC - AFinancials26.1K$1.8M0.8%New
BSX BOSTON SCIENTIFIC CORPHealthcare24.7K$1.5M0.7%+26.7%
TWLO TWILIO INC - ATechnology12.3K$1.5M0.7%New
ADSK AUTODESK INCTechnology5.2K$1.3M0.6%+50.9%
AAPL APPLE INCTechnology4.6K$1.2M0.5%0.0%
KMI KINDER MORGAN INCUtilities23.4K$784K0.3%+0.7%
T AT&T INCCommunications24.2K$700K0.3%+1.1%
ENB ENBRIDGE INCEnergy12.0K$649K0.3%Held
MO ALTRIA GROUP INCConsumer staples9.8K$647K0.3%-0.3%
GS GOLDMAN SACHS GROUP INCFinancials700$592K0.3%+0.4%
DUK DUKE ENERGY CORPUtilities4.1K$531K0.2%+0.8%
OMF ONEMAIN HOLDINGS INCFinancials9.1K$486K0.2%+1.1%
MC MOELIS & CO - CLASS AFinancials8.4K$480K0.2%-1.0%
JPM JPMORGAN CHASE & COFinancials695$204K0.1%Held
SOTK SONO-TEK CORPIndustrials14.5K$59K0.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 22, 202670$230.7M canonicalSEC ↗
Q4 202513F-HRJan 12, 202687$226.8M canonicalSEC ↗
Q3 202513F-HROct 8, 202585$212.8M canonicalSEC ↗
Q2 202513F-HRJul 7, 202587$199.9M canonicalSEC ↗
Q1 202513F-HRApr 10, 202572$201.6M canonicalSEC ↗
Q4 202413F-HRJan 14, 202574$196.8M canonicalSEC ↗
Q3 202413F-HROct 10, 202474$198.8M canonicalSEC ↗
Q2 202413F-HRJul 12, 202472$178.9M canonicalSEC ↗
Q1 202413F-HRApr 12, 202468$169.1M canonicalSEC ↗