Peak Financial Management, Inc.

Wealth advisor Mechanical CIK 1669662
League rank
#2823
in Wealth advisor · #6377 overall
Long book
$393.9M
Q1 2026
Positions
100
Top-10 weight
52%
concentration
Last quarter
+8.1%
SPY +14.8%
Turnover
8%
of book per quarter

Strategy in plain words

auto-generated from filings

Peak Financial Management, Inc. is a wealth-management firm allocating client money, running a $393.9M US long book across 100 positions.

The portfolio is concentrated: the top 10 names carry 52% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD TOTAL INTL STOCK, VANGUARD TOTAL STOCK MKT ETF, STATE STREET SPDR PORTFOLIO, INVESCO S&P 500 EQUAL WEIGHT, JPMORGAN INTL BND ETF.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.0%
Q2 2024
+6.7%
Q3 2024
-1.8%
Q4 2024
+0.2%
Q1 2025
+6.9%
Q2 2025
+6.9%
Q3 2025
+3.5%
Q4 2025
+0.6%
Q1 2026
+8.1%

Sector allocation

Technology
63%
Industrials
12%
Consumer discretionary
7%
Healthcare
5%
Financials
3%
Energy
3%
Communications
2%
Other
1%

Long book by quarter

$315.5M
Q1 2024
$319.5M
Q2 2024
$340.6M
Q3 2024
$333.9M
Q4 2024
$333.9M
Q1 2025
$351.6M
Q2 2025
$378.3M
Q3 2025
$387.7M
Q4 2025
$393.9M
Q1 2026

What does Peak Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology23.9K$6.1M1.5%+29.0%
NVDA NVIDIA CORPTechnology22.5K$3.9M1.0%+1.9%
RTX RTX CORPIndustrials6.3K$1.2M0.3%-0.1%
MSFT MICROSOFT CORPTechnology3.0K$1.1M0.3%-32.2%
GOOG ALPHABET INC-CL CTechnology3.1K$884K0.2%-6.5%
GOOGL ALPHABET INC-CL ATechnology2.5K$729K0.2%+1.0%
AMZN AMAZON.COM INCConsumer discretionary3.4K$714K0.2%-8.1%
COST COSTCO WHOLESALE CORPConsumer discretionary665$663K0.2%+3.6%
LMAT LEMAITRE VASCULAR INCHealthcare5.4K$586K0.1%Held
META META PLATFORMS INC-CLASS ATechnology981$561K0.1%+101.9%
VZ VERIZON COMMUNICATIONS INCCommunications10.9K$548K0.1%+10.9%
GE GENERAL ELECTRICIndustrials1.8K$498K0.1%+6.7%
XOM EXXON MOBIL CORPEnergy2.9K$497K0.1%+3.8%
GEV GE VERNOVA INCIndustrials547$478K0.1%-8.4%
TJX TJX COMPANIES INCConsumer discretionary2.0K$320K0.1%-32.8%
PG PROCTER & GAMBLE CO/THEOther2.1K$307K0.1%-2.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials635$304K0.1%-9.3%
DE DEERE & COIndustrials494$278K0.1%Held
JNJ JOHNSON & JOHNSONHealthcare1.1K$277K0.1%-3.7%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology1.8K$257K0.1%New
PH PARKER HANNIFIN CORPIndustrials284$254K0.1%-8.1%
TPL TEXAS PACIFIC LAND CORPFinancials531$252K0.1%New
CVX CHEVRON CORPEnergy1.1K$235K0.1%New
JPM JPMORGAN CHASE & COFinancials778$229K0.1%+4.9%
AVGO BROADCOM INCTechnology736$228K0.1%-11.0%
CTVA CORTEVA INCConsumer staples2.7K$222K0.1%New
ED CONSOLIDATED EDISON INCUtilities1.9K$211K0.1%New
AMD ADVANCED MICRO DEVICESTechnology1.0K$210K0.1%-40.1%
IBM INTL BUSINESS MACHINES CORPTechnology851$206K0.1%Held
MU MICRON TECHNOLOGY INCTechnology600$203K0.1%-69.3%
ABBV ABBVIE INCHealthcare931$202K0.1%-3.4%
AUST AUSTIN GOLD CORPMaterials28.0K$41K0.0%+40.0%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 28, 2026100$393.9M canonicalSEC ↗
Q4 202513F-HRJan 23, 202698$387.7M canonicalSEC ↗
Q3 202513F-HROct 9, 2025101$378.3M canonicalSEC ↗
Q2 202513F-HRJul 23, 202595$351.6M canonicalSEC ↗
Q1 202513F-HRMay 13, 202597$333.9M canonicalSEC ↗
Q4 202413F-HRJan 22, 202596$333.9M canonicalSEC ↗
Q3 202413F-HROct 15, 202498$340.6M canonicalSEC ↗
Q2 202413F-HRJul 23, 202494$319.5M canonicalSEC ↗
Q1 202413F-HRApr 23, 202496$315.5M canonicalSEC ↗