PHILLIPS FINANCIAL MANAGEMENT, LLC

Wealth advisor Mechanical CIK 1350660
League rank
#2489
in Wealth advisor · #5867 overall
Long book
$1.38B
Q1 2026
Positions
283
Top-10 weight
50%
concentration
Last quarter
+9.0%
SPY +14.8%
Turnover
13%
of book per quarter

Strategy in plain words

auto-generated from filings

PHILLIPS FINANCIAL MANAGEMENT, LLC is a wealth-management firm allocating client money, running a $1.38B US long book across 283 positions.

The portfolio is moderately concentrated (top 10 ≈ 50% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE S&P 500 ETF, DIMENSIONAL CORE FIXED INC, DIMENSIONAL INTERNATIONAL CO, DIMENSIONAL SHORT DURATION, DIM US LARGE CAP VALUE ETF.

Over the last 9 quarters its long book ran on average 1.2pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.4%
Q2 2024
+6.7%
Q3 2024
-1.4%
Q4 2024
-0.3%
Q1 2025
+6.5%
Q2 2025
+5.8%
Q3 2025
+2.5%
Q4 2025
+0.1%
Q1 2026
+9.0%

Sector allocation

Technology
34%
Financials
24%
Healthcare
10%
Utilities
9%
Industrials
8%
Consumer discretionary
8%
Services media
4%
Energy
2%

Long book by quarter

$1.22B
Q1 2024
$1.21B
Q2 2024
$1.29B
Q3 2024
$1.27B
Q4 2024
$1.29B
Q1 2025
$1.38B
Q2 2025
$1.52B
Q3 2025
$1.55B
Q4 2025
$1.38B
Q1 2026

What does PHILLIPS FINANCIAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
JPM JPMORGAN CHASE & COFinancials30.3K$8.9M0.6%+0.1%
AAPL APPLE INCTechnology21.5K$5.5M0.4%-5.7%
NVDA NVIDIA CORPTechnology23.5K$4.1M0.3%-1.7%
MSFT MICROSOFT CORPTechnology7.9K$2.9M0.2%-6.8%
ATO ATMOS ENERGY CORPUtilities15.2K$2.8M0.2%0.0%
LLY ELI LILLY & COHealthcare2.9K$2.6M0.2%-9.5%
GOOGL ALPHABET INC-CL ATechnology7.6K$2.2M0.2%-8.5%
AMZN AMAZON.COM INCConsumer discretionary10.2K$2.1M0.2%-1.1%
GOOG ALPHABET INC-CL CTechnology6.1K$1.8M0.1%-8.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials3.3K$1.6M0.1%+20.9%
TSLA TESLA INCIndustrials4.0K$1.5M0.1%-0.5%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 16, 2026283$1.38B canonicalSEC ↗
Q4 202513F-HRJan 26, 2026307$1.55B canonicalSEC ↗
Q3 202513F-HROct 24, 2025305$1.52B canonicalSEC ↗
Q2 202513F-HRJul 30, 2025279$1.38B canonicalSEC ↗
Q1 202513F-HRApr 30, 2025258$1.29B canonicalSEC ↗
Q4 202413F-HRFeb 10, 2025259$1.27B canonicalSEC ↗
Q3 202413F-HRNov 7, 2024276$1.29B canonicalSEC ↗
Q2 202413F-HRAug 8, 2024272$1.21B canonicalSEC ↗
Q1 202413F-HRApr 23, 2024263$1.22B canonicalSEC ↗