PINNACLE ASSOCIATES LTD

Other Low signal CIK 743127
League rank
#210
in Other · #944 overall
Long book
$7.78B
Q1 2026
Positions
955
Top-10 weight
23%
concentration
Last quarter
+17.4%
SPY +14.8%
Turnover
11%
of book per quarter

Strategy in plain words

auto-generated from filings

PINNACLE ASSOCIATES LTD is an institutional manager, running a $7.78B US long book across 955 positions.

The portfolio is broadly diversified across 955 positions (top 10 only 23%). Turnover is modest: positions are typically held for years. Current anchor positions: JOHNSON & JOHNSON, APPLE INC, NVIDIA CORP, MICROSOFT CORP, BROADCOM INC.

Over the last 9 quarters its long book ran on average 1.3pp per quarter ahead of the S&P 500, beating the index in 5 of 9 quarters. Signal value of individual moves is limited — treat changes as weak evidence.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.2%
Q2 2024
+5.3%
Q3 2024
+1.5%
Q4 2024
-3.2%
Q1 2025
+10.5%
Q2 2025
+11.4%
Q3 2025
+4.8%
Q4 2025
+1.8%
Q1 2026
+17.4%

Sector allocation

Technology
33%
Industrials
15%
Healthcare
15%
Financials
12%
Consumer discretionary
6%
Services media
5%
Other
4%
Energy
3%

Long book by quarter

$6.34B
Q1 2024
$6.39B
Q2 2024
$5.88B
Q3 2024
$7.37B
Q4 2024
$6.82B
Q1 2025
$6.91B
Q2 2025
$7.54B
Q3 2025
$7.79B
Q4 2025
$7.78B
Q1 2026

What does PINNACLE ASSOCIATES own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
JNJ JOHNSON & JOHNSONHealthcare1.7M$404.0M5.2%-0.4%
AAPL APPLE INCTechnology1.2M$310.5M4.0%-0.8%
NVDA NVIDIA CORPTechnology958.8K$167.2M2.1%-7.7%
MSFT MICROSOFT CORPTechnology429.1K$158.8M2.0%+0.5%
AVGO BROADCOM INCTechnology449.9K$139.2M1.8%-1.6%
JPM JPMORGAN CHASE & COFinancials413.7K$121.7M1.6%-2.3%
AMZN AMAZON.COM INCConsumer discretionary535.6K$111.5M1.4%+1.7%
GOOGL ALPHABET INC-CL ATechnology347.4K$99.9M1.3%-1.4%
GOOG ALPHABET INC-CL CTechnology342.4K$98.2M1.3%-1.5%
META META PLATFORMS INC-CLASS ATechnology162.5K$93.0M1.2%+5.6%
MU MICRON TECHNOLOGY INCTechnology262.3K$88.6M1.1%-22.6%
CAT CATERPILLAR INCIndustrials111.1K$78.7M1.0%-0.9%
MS MORGAN STANLEYFinancials449.5K$74.0M1.0%-0.5%
COHR COHERENT CORPOther291.0K$69.3M0.9%-13.7%
REGN REGENERON PHARMACEUTICALSHealthcare82.5K$63.8M0.8%-1.5%
LRCX LAM RESEARCH CORPIndustrials287.5K$61.4M0.8%-24.1%
WMT WALMART INCConsumer discretionary484.1K$60.2M0.8%-0.6%
MRK MERCK & CO. INC.Healthcare485.8K$58.4M0.8%+8.9%
LLY ELI LILLY & COHealthcare61.9K$57.0M0.7%-0.5%
CSCO CISCO SYSTEMS INCTechnology706.7K$54.8M0.7%-0.8%
V VISA INC-CLASS A SHARESServices media176.4K$53.3M0.7%+0.6%
LITE LUMENTUM HOLDINGS INCTechnology74.9K$52.6M0.7%-37.2%
GLNG GOLAR LNG LTDIndustrials937.0K$50.7M0.7%-6.4%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials104.5K$50.1M0.6%-2.8%
HD HOME DEPOT INCConsumer discretionary151.5K$49.8M0.6%+0.3%
AXP AMERICAN EXPRESS COFinancials159.4K$48.2M0.6%-1.0%
ETN EATON CORP PLCIndustrials124.5K$44.5M0.6%-0.3%
RTX RTX CORPIndustrials230.3K$44.4M0.6%-0.1%
BAC BANK OF AMERICA CORPFinancials885.0K$43.1M0.6%-1.6%
LASR NLIGHT INCTechnology748.3K$42.7M0.5%-14.5%
RCL ROYAL CARIBBEAN CRUISES LTDIndustrials153.9K$42.3M0.5%-6.7%
XOM EXXON MOBIL CORPEnergy242.6K$41.2M0.5%-0.3%
ABBV ABBVIE INCHealthcare186.4K$40.5M0.5%+10.5%
CVX CHEVRON CORPEnergy191.3K$39.6M0.5%-1.0%
BLK BLACKROCK INCFinancials40.5K$39.0M0.5%-0.6%
C CITIGROUP INCFinancials333.3K$37.8M0.5%-0.8%
GLW CORNING INCIndustrials271.4K$36.9M0.5%-6.1%
IBM INTL BUSINESS MACHINES CORPTechnology147.7K$35.8M0.5%+5.7%
COST COSTCO WHOLESALE CORPConsumer discretionary35.9K$35.8M0.5%+0.1%
MKL MARKEL GROUP INCFinancials17.9K$34.4M0.4%-1.6%
CCJ CAMECO CORPMaterials304.4K$33.1M0.4%-3.7%
ORCL ORACLE CORPTechnology223.1K$32.8M0.4%-0.2%
XYL XYLEM INCIndustrials274.5K$32.8M0.4%-5.0%
IONS IONIS PHARMACEUTICALS INCHealthcare436.5K$32.8M0.4%-5.5%
AMAT APPLIED MATERIALS INCTechnology94.8K$32.4M0.4%-2.7%
PG PROCTER & GAMBLE CO/THEOther214.8K$31.0M0.4%-2.6%
GS GOLDMAN SACHS GROUP INCFinancials36.5K$30.9M0.4%-2.1%
PEP PEPSICO INCConsumer staples186.7K$29.0M0.4%-1.0%
BE BLOOM ENERGY CORP- AIndustrials209.3K$28.4M0.4%-11.3%
MSGS MADISON SQUARE GARDEN SPORTSServices media86.0K$27.7M0.4%-6.0%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 22, 2026960$7.78B canonicalSEC ↗
Q4 202513F-HRFeb 5, 2026936$7.79B canonicalSEC ↗
Q3 202513F-HRNov 13, 2025868$7.54B canonicalSEC ↗
Q2 202513F-HRAug 4, 2025850$6.91B canonicalSEC ↗
Q1 202513F-HRMay 6, 2025828$6.82B canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025837$7.37B canonicalSEC ↗
Q3 202413F-HROct 25, 2024836$5.88B canonicalSEC ↗
Q2 202413F-HRJul 30, 2024818$6.39B canonicalSEC ↗
Q1 202413F-HRApr 26, 2024840$6.34B canonicalSEC ↗