Prospect Financial Group LLC
Long book
$108.3M
Q1 2026
Positions
63
Top-10 weight
60%
concentration
Last quarter
+10.5%
SPY +14.8%
Turnover
11%
of book per quarter
Strategy in plain words
auto-generated from filingsProspect Financial Group LLC is a wealth-management firm allocating client money, running a $108.3M US long book across 63 positions.
The portfolio is concentrated: the top 10 names carry 60% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: DIMENSIONAL EMRG MRKT CORE, DIMENSIONAL US CORE EQ 1 ETF, VANGUARD TOTAL BOND MARKET, DIMENSIONAL INTERNATIONAL CO, VANGUARD TOTAL INTL BOND ETF.
Over the last 6 quarters its long book ran on average 0.2pp per quarter ahead of the S&P 500, beating the index in 3 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q4 2024
+0.5%
Q1 2025
+8.1%
Q2 2025
+7.2%
Q3 2025
+3.0%
Q4 2025
-0.2%
Q1 2026
+10.5%
Sector allocation
Technology 62%
Financials 11%
Healthcare 9%
Consumer discretionary 8%
Energy 6%
Services media 3%
Industrials 1%
Materials 0%
Long book by quarter
What does Prospect Financial own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| NVDA NVIDIA CORP | Technology | 14.9K | $2.6M | 2.4% | +0.9% |
| AAPL APPLE INC | Technology | 9.5K | $2.4M | 2.2% | +0.9% |
| MSFT MICROSOFT CORP | Technology | 4.6K | $1.7M | 1.6% | -2.0% |
| GOOGL ALPHABET INC-CL A | Technology | 5.8K | $1.7M | 1.6% | +9.1% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 2.7K | $1.3M | 1.2% | +0.1% |
| AMZN AMAZON.COM INC | Consumer discretionary | 4.7K | $970K | 0.9% | +30.2% |
| META META PLATFORMS INC-CLASS A | Technology | 1.6K | $937K | 0.9% | -0.2% |
| GOOG ALPHABET INC-CL C | Technology | 3.1K | $890K | 0.8% | +2.9% |
| JPM JPMORGAN CHASE & CO | Financials | 2.6K | $759K | 0.7% | -0.2% |
| XOM EXXON MOBIL CORP | Energy | 3.5K | $586K | 0.5% | +0.7% |
| JNJ JOHNSON & JOHNSON | Healthcare | 2.3K | $556K | 0.5% | -0.6% |
| LLY ELI LILLY & CO | Healthcare | 519 | $477K | 0.4% | -5.3% |
| CVX CHEVRON CORP | Energy | 2.1K | $440K | 0.4% | -1.8% |
| AVGO BROADCOM INC | Technology | 1.3K | $387K | 0.4% | +1.9% |
| MRK MERCK & CO. INC. | Healthcare | 2.6K | $316K | 0.3% | +0.7% |
| WMT WALMART INC | Consumer discretionary | 2.2K | $278K | 0.3% | +0.8% |
| V VISA INC-CLASS A SHARES | Services media | 840 | $254K | 0.2% | -5.8% |
| AMAT APPLIED MATERIALS INC | Technology | 737 | $252K | 0.2% | New |
| CAT CATERPILLAR INC | Industrials | 351 | $249K | 0.2% | New |
| MA MASTERCARD INC - A | Services media | 473 | $236K | 0.2% | -3.9% |
| ABBV ABBVIE INC | Healthcare | 1.1K | $234K | 0.2% | -5.5% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 234 | $233K | 0.2% | Held |
| MU MICRON TECHNOLOGY INC | Technology | 663 | $224K | 0.2% | New |
| CSCO CISCO SYSTEMS INC | Technology | 2.6K | $205K | 0.2% | +1.1% |
| GROY GOLD ROYALTY CORP | Materials | 14.8K | $53K | 0.0% | Held |
| CUPR CUPRINA HOLDINGS CAYMAN-A | Healthcare | 15.3K | $4K | 0.0% | -38.6% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 6, 2026 | 108308 | $63 | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 10, 2026 | 62 | $107.5M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 6, 2025 | 61 | $102.4M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 7, 2025 | 64 | $95.6M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 7, 2025 | 63 | $78.4M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 11, 2025 | 59 | $81.3M | canonical | SEC ↗ |