RATIONAL ADVISORS, INC.

Wealth advisor Mechanical CIK 1143565
League rank
#2497
in Wealth advisor · #5877 overall
Long book
$979.9M
Q1 2026
Positions
179
Top-10 weight
53%
concentration
Last quarter
+9.0%
SPY +14.8%
Turnover
23%
of book per quarter

Strategy in plain words

auto-generated from filings

RATIONAL ADVISORS, INC. is a wealth-management firm allocating client money, running a $979.9M US long book across 179 positions.

The portfolio is concentrated: the top 10 names carry 53% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: SCHWAB US AGGREGATE BOND ETF, ISHARES CORE U.S. AGGREGATE, VANGUARD TOTAL BOND MARKET, WISDOMTREE US EFFICIENT CORE, GLOBAL X MLP & ENERGY INFRAS.

Over the last 9 quarters its long book ran on average 1.7pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.6%
Q2 2024
+5.7%
Q3 2024
-0.0%
Q4 2024
-0.2%
Q1 2025
+5.8%
Q2 2025
+3.6%
Q3 2025
+0.5%
Q4 2025
-0.9%
Q1 2026
+9.0%

Sector allocation

Other
24%
Technology
24%
Consumer discretionary
11%
Financials
10%
Utilities
9%
Industrials
9%
Services media
5%
Healthcare
4%

Long book by quarter

$1.08B
Q1 2024
$1.03B
Q2 2024
$1.04B
Q3 2024
$1.02B
Q4 2024
$990.9M
Q1 2025
$1.01B
Q2 2025
$1.01B
Q3 2025
$976.5M
Q4 2025
$979.9M
Q1 2026

What does RATIONAL ADVISORS, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
WFC 7.5 PERP L WELLS FARGO & COMPANY16.4K$19.4M2.0%+100.0%
NEE NEXTERA ENERGY INCUtilities201.0K$10.6M1.1%+5.3%
BAC 7.25 PERP L BANK OF AMERICA CORP8.0K$9.6M1.0%Held
WMT WALMART INCConsumer discretionary68.9K$8.1M0.8%+88.7%
BA 6 10/15/27 BOEING CO/THE97.3K$6.3M0.6%New
HPE 7.625 09/01/27 HP ENTERPRISE CO89.8K$5.8M0.6%+0.4%
NVDA NVIDIA CORPTechnology30.4K$5.3M0.5%+91.8%
AAPL APPLE INCTechnology20.6K$5.2M0.5%+5.6%
GOOGL ALPHABET INC-CL ATechnology17.0K$4.9M0.5%-27.8%
AMZN AMAZON.COM INCConsumer discretionary23.5K$4.9M0.5%-5.3%
MSFT MICROSOFT CORPTechnology11.1K$4.1M0.4%-8.8%
MCHP MICROCHIP TECHNOLOGY INCTechnology68.0K$3.9M0.4%-24.1%
ITT ITT INCIndustrials20.3K$3.9M0.4%+1.5%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials6.6K$3.2M0.3%+35.0%
NFLX NETFLIX INCServices media30.3K$2.9M0.3%+0.3%
MDT MEDTRONIC PLCHealthcare33.2K$2.9M0.3%+9.2%
GE GENERAL ELECTRICIndustrials10.1K$2.9M0.3%+214.8%
KKR KKR & CO INCFinancials69.8K$2.8M0.3%-53.6%
COST COSTCO WHOLESALE CORPConsumer discretionary2.8K$2.8M0.3%-20.4%
MELI MERCADOLIBRE INCServices media1.5K$2.6M0.3%Held
LNG CHENIERE ENERGY INCUtilities9.1K$2.6M0.3%New
ARES ARES MANAGEMENT CORPFinancials71.3K$2.6M0.3%-54.9%
UBER UBER TECHNOLOGIES INCServices media35.7K$2.6M0.3%+3.8%
SPOT SPOTIFY TECHNOLOGY SACommunications5.3K$2.6M0.3%-0.1%
AVGO BROADCOM INCTechnology8.0K$2.5M0.3%+49.8%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology16.9K$2.5M0.3%+100.8%
MCD MCDONALD'S CORPConsumer discretionary7.4K$2.3M0.2%+28.8%
JPM JPMORGAN CHASE & COFinancials7.8K$2.3M0.2%+43.2%
GOOG ALPHABET INC-CL CTechnology7.9K$2.3M0.2%+2.2%
WMB WILLIAMS COS INCUtilities32.5K$2.2M0.2%+96.1%
XOM EXXON MOBIL CORPEnergy12.0K$2.0M0.2%-18.5%
NOW SERVICENOW INCTechnology19.0K$2.0M0.2%-26.3%
LLY ELI LILLY & COHealthcare1.6K$1.4M0.1%-46.4%
TSLA TESLA INCIndustrials3.9K$1.4M0.1%-9.8%
APO APOLLO GLOBAL MANAGEMENT INCFinancials12.5K$1.4M0.1%-31.0%
APP APPLOVIN CORP-CLASS ATechnology3.4K$1.4M0.1%+2973.0%
ABBV ABBVIE INCHealthcare5.9K$1.3M0.1%+20.3%
CAT CATERPILLAR INCIndustrials1.8K$1.3M0.1%-4.7%
AMD ADVANCED MICRO DEVICESTechnology6.2K$1.3M0.1%+141.9%
DE DEERE & COIndustrials2.1K$1.2M0.1%+23.4%
BX BLACKSTONE INCFinancials9.7K$1.1M0.1%-34.0%
NU NU HOLDINGS LTD/CAYMAN ISL-AFinancials77.0K$1.1M0.1%New
DOV DOVER CORPIndustrials5.3K$1.1M0.1%New
HEI HEICO CORPIndustrials4.0K$1.1M0.1%New
WFC WELLS FARGO & COFinancials12.5K$1.1M0.1%+137.0%
GLW CORNING INCIndustrials7.7K$1.0M0.1%+208.2%
ATI ATI INCIndustrials6.9K$1.0M0.1%-79.3%
WRBY WARBY PARKER INC-CLASS AHealthcare43.5K$948K0.1%Held
MU MICRON TECHNOLOGY INCTechnology2.8K$944K0.1%New
META META PLATFORMS INC-CLASS ATechnology1.6K$927K0.1%-74.7%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 7, 2026214$923.5M canonicalSEC ↗
Q4 202513F-HRFeb 10, 2026229$976.5M canonicalSEC ↗
Q3 202513F-HRNov 12, 2025240$1.01B canonicalSEC ↗
Q2 202513F-HRJul 31, 2025234$1.01B canonicalSEC ↗
Q1 202513F-HRMay 1, 2025131$990.9M canonicalSEC ↗
Q4 202413F-HRJan 31, 2025116$1.02B canonicalSEC ↗
Q3 202413F-HROct 30, 2024180$1.04B canonicalSEC ↗
Q2 202413F-HRJul 25, 2024204$1.03B canonicalSEC ↗
Q1 202413F-HRApr 23, 2024227$1.08B canonicalSEC ↗