Regal Investment Advisors LLC

Wealth advisor Mechanical CIK 1559789
League rank
#1998
in Wealth advisor · #5122 overall
Long book
$1.73B
Q1 2026
Positions
652
Top-10 weight
19%
concentration
Last quarter
+10.0%
SPY +14.8%
Turnover
18%
of book per quarter

Strategy in plain words

auto-generated from filings

Regal Investment Advisors LLC is a wealth-management firm allocating client money, running a $1.73B US long book across 652 positions.

The portfolio is broadly diversified across 652 positions (top 10 only 19%). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE S&P 500 ETF, APPLE INC, INVESCO QQQ TRUST SERIES 1, SS SPDR S&P 500 ETF TRUST-US, SCHWAB US DVD EQUITY ETF.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.6%
Q2 2024
+6.7%
Q3 2024
-0.7%
Q4 2024
-0.6%
Q1 2025
+6.7%
Q2 2025
+6.9%
Q3 2025
+2.3%
Q4 2025
-0.3%
Q1 2026
+10.0%

Sector allocation

Technology
26%
Healthcare
14%
Consumer discretionary
9%
Financials
9%
Industrials
8%
Energy
7%
Utilities
7%
Consumer staples
5%

Long book by quarter

$1.46B
Q1 2024
$1.51B
Q2 2024
$1.43B
Q3 2024
$1.33B
Q4 2024
$1.24B
Q1 2025
$1.33B
Q2 2025
$1.54B
Q3 2025
$1.67B
Q4 2025
$1.73B
Q1 2026

What does Regal Investment own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology127.2K$32.3M1.9%-0.2%
NVDA NVIDIA CORPTechnology133.1K$23.2M1.3%-0.3%
MSFT MICROSOFT CORPTechnology60.3K$22.3M1.3%+10.5%
JNJ JOHNSON & JOHNSONHealthcare69.2K$16.9M1.0%-3.6%
ABBV ABBVIE INCHealthcare71.9K$15.6M0.9%-0.6%
CVX CHEVRON CORPEnergy65.1K$13.5M0.8%+6.9%
VZ VERIZON COMMUNICATIONS INCCommunications227.8K$11.4M0.7%+8.7%
PFE PFIZER INCHealthcare387.3K$10.9M0.6%+5.7%
PG PROCTER & GAMBLE CO/THEOther73.9K$10.7M0.6%+0.1%
T AT&T INCCommunications359.8K$10.4M0.6%+4.0%
WMT WALMART INCConsumer discretionary80.2K$10.0M0.6%-1.1%
MO ALTRIA GROUP INCConsumer staples148.8K$9.8M0.6%-1.4%
EMR EMERSON ELECTRIC COIndustrials70.0K$9.2M0.5%+0.5%
XOM EXXON MOBIL CORPEnergy52.2K$8.9M0.5%+18.0%
MDT MEDTRONIC PLCHealthcare101.5K$8.8M0.5%+2.9%
AMZN AMAZON.COM INCConsumer discretionary40.3K$8.4M0.5%+4.0%
IBM INTL BUSINESS MACHINES CORPTechnology34.6K$8.4M0.5%+5.9%
KO COCA-COLA CO/THEConsumer staples104.8K$8.0M0.5%+2.0%
GOOGL ALPHABET INC-CL ATechnology23.9K$6.9M0.4%+5.4%
COST COSTCO WHOLESALE CORPConsumer discretionary6.7K$6.7M0.4%+25.1%
MCD MCDONALD'S CORPConsumer discretionary20.8K$6.5M0.4%-0.1%
AFL AFLAC INCFinancials56.1K$6.2M0.4%-4.9%
DUK DUKE ENERGY CORPUtilities46.6K$6.1M0.4%+2.5%
CINF CINCINNATI FINANCIAL CORPFinancials38.3K$6.0M0.3%+2.2%
GOOG ALPHABET INC-CL CTechnology20.2K$5.8M0.3%+10.3%
WM WASTE MANAGEMENT INCUtilities22.8K$5.2M0.3%+9.2%
RPRX ROYALTY PHARMA PLC- CL AHealthcare107.0K$5.1M0.3%-5.6%
TGT TARGET CORPConsumer discretionary42.0K$5.1M0.3%-0.8%
JPM JPMORGAN CHASE & COFinancials17.3K$5.1M0.3%-0.9%
CSCO CISCO SYSTEMS INCTechnology64.8K$5.0M0.3%+4.3%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials10.2K$4.9M0.3%+2.1%
SLB SLB LTDEnergy93.3K$4.8M0.3%+1.4%
PEP PEPSICO INCConsumer staples30.5K$4.7M0.3%+5.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 14, 2026653$1.73B canonicalSEC ↗
Q4 202513F-HRFeb 17, 2026584$1.67B canonicalSEC ↗
Q3 202513F-HRNov 13, 2025516$1.54B canonicalSEC ↗
Q2 202513F-HRAug 11, 2025481$1.33B canonicalSEC ↗
Q1 202513F-HRMay 12, 2025460$1.24B canonicalSEC ↗
Q4 202413F-HRFeb 13, 2025465$1.33B canonicalSEC ↗
Q3 202413F-HRNov 12, 2024500$1.43B canonicalSEC ↗
Q2 202413F-HRAug 15, 2024570$1.53B canonicalSEC ↗
Q1 202413F-HRMay 15, 2024582$1.46B canonicalSEC ↗