Richard P Slaughter Associates Inc

Wealth advisor Mechanical CIK 1811783
League rank
#1236
in Wealth advisor · #3898 overall
Long book
$462.3M
Q1 2026
Positions
97
Top-10 weight
67%
concentration
Last quarter
+11.4%
SPY +14.8%
Turnover
17%
of book per quarter

Strategy in plain words

auto-generated from filings

Richard P Slaughter Associates Inc is a wealth-management firm allocating client money, running a $462.3M US long book across 97 positions.

The portfolio is concentrated: the top 10 names carry 67% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: JPMORGAN INT RES ENH EQTY, FIDELITY ENHANCED MID CAP CO, ISHARES RUSSELL TOP 200 VALU, ISHARES RUSSELL TOP 200 GROW, NEOS ENHANCED INCOME 1-3 MON.

Over the last 9 quarters its long book ran on average 1.1pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.7%
Q2 2024
+4.1%
Q3 2024
-1.1%
Q4 2024
-0.3%
Q1 2025
+8.7%
Q2 2025
+6.5%
Q3 2025
+2.6%
Q4 2025
-1.8%
Q1 2026
+11.4%

Sector allocation

Technology
61%
Consumer discretionary
10%
Financials
8%
Energy
6%
Healthcare
5%
Industrials
4%
Services media
3%
Other
1%

Long book by quarter

$412.6M
Q1 2024
$423.7M
Q2 2024
$430.8M
Q3 2024
$446.5M
Q4 2024
$428.1M
Q1 2025
$490.4M
Q2 2025
$464.2M
Q3 2025
$477.0M
Q4 2025
$462.3M
Q1 2026

What does Richard P own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology48.9K$12.4M2.7%-4.9%
NVDA NVIDIA CORPTechnology50.0K$8.7M1.9%-4.6%
GOOG ALPHABET INC-CL CTechnology18.7K$5.4M1.2%-0.3%
MSFT MICROSOFT CORPTechnology11.0K$4.1M0.9%-45.9%
XOM EXXON MOBIL CORPEnergy21.9K$3.7M0.8%+8.3%
AMZN AMAZON.COM INCConsumer discretionary15.8K$3.3M0.7%-30.3%
AVGO BROADCOM INCTechnology10.0K$3.1M0.7%-1.7%
TSLA TESLA INCIndustrials5.8K$2.2M0.5%-1.0%
JPM JPMORGAN CHASE & COFinancials7.0K$2.1M0.4%-2.3%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials3.7K$1.8M0.4%+13.0%
WMT WALMART INCConsumer discretionary13.3K$1.7M0.4%-2.8%
META META PLATFORMS INC-CLASS ATechnology2.6K$1.5M0.3%-44.1%
JNJ JOHNSON & JOHNSONHealthcare6.0K$1.5M0.3%-3.8%
PCOR PROCORE TECHNOLOGIES INCTechnology18.0K$1.0M0.2%Held
ABBV ABBVIE INCHealthcare4.0K$863K0.2%-7.8%
JBL JABIL INCTechnology3.0K$796K0.2%-9.0%
LLY ELI LILLY & COHealthcare822$756K0.2%-8.1%
BAC BANK OF AMERICA CORPFinancials15.3K$744K0.2%-6.1%
V VISA INC-CLASS A SHARESServices media2.2K$678K0.1%-31.4%
MA MASTERCARD INC - AServices media1.3K$666K0.1%-19.1%
COST COSTCO WHOLESALE CORPConsumer discretionary557$555K0.1%+7.9%
HD HOME DEPOT INCConsumer discretionary1.7K$550K0.1%-11.2%
NFLX NETFLIX INCServices media5.4K$518K0.1%-47.7%
NEE NEXTERA ENERGY INCUtilities5.3K$494K0.1%Held
CPW CHECK POINT SOFTWARE TECH3.0K$428K0.1%-16.7%
ADP AUTOMATIC DATA PROCESSINGTechnology1.7K$345K0.1%-11.2%
CAT CATERPILLAR INCIndustrials427$303K0.1%Held
MS MORGAN STANLEYFinancials1.6K$265K0.1%-4.4%
INTC INTEL CORPTechnology5.6K$248K0.1%-1.7%
MMM 3M COHealthcare1.6K$235K0.1%-1.2%
CMI CUMMINS INCIndustrials408$220K0.0%-17.7%
AL AIR LEASE CORP3.4K$218K0.0%-7.1%
PG PROCTER & GAMBLE CO/THEOther1.5K$212K0.0%-19.6%
CVX CHEVRON CORPEnergy1.0K$211K0.0%-30.3%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 13, 202699$462.7M canonicalSEC ↗
Q4 202513F-HRJan 12, 2026109$477.1M canonicalSEC ↗
Q3 202513F-HROct 9, 2025109$464.2M canonicalSEC ↗
Q2 202513F-HRJul 8, 2025117$490.5M canonicalSEC ↗
Q1 202513F-HRApr 10, 2025127$428.2M canonicalSEC ↗
Q4 202413F-HRJan 14, 2025145$446.6M canonicalSEC ↗
Q3 202413F-HROct 7, 2024150$431.0M canonicalSEC ↗
Q2 202413F-HRJul 10, 2024148$423.9M canonicalSEC ↗
Q1 202413F-HRApr 9, 2024147$418.8M canonicalSEC ↗