Rooted Wealth Advisors, Inc.

Wealth advisor Mechanical CIK 1963732
League rank
#925
in Wealth advisor · #3363 overall
Long book
$379.2M
Q1 2026
Positions
144
Top-10 weight
49%
concentration
Last quarter
+12.0%
SPY +14.8%
Turnover
11%
of book per quarter

Strategy in plain words

auto-generated from filings

Rooted Wealth Advisors, Inc. is a wealth-management firm allocating client money, running a $379.2M US long book across 144 positions.

The portfolio is moderately concentrated (top 10 ≈ 49% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD S&P 500 ETF, INVESCO S&P INTERNATIONAL DE, SS SPDR P S&P 500 GROWTH ETF, ISHARES CORE DIVIDEND GROWTH, INVESCO TOTAL RETURN BOND ET.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+6.1%
Q3 2024
+0.5%
Q4 2024
-1.7%
Q1 2025
+7.5%
Q2 2025
+6.2%
Q3 2025
+2.4%
Q4 2025
-1.8%
Q1 2026
+12.0%

Sector allocation

Technology
49%
Industrials
14%
Consumer discretionary
13%
Financials
8%
Services media
4%
Healthcare
4%
Consumer staples
2%
Other
2%

Long book by quarter

$202.9M
Q1 2024
$226.5M
Q2 2024
$224.1M
Q3 2024
$255.7M
Q4 2024
$232.1M
Q1 2025
$289.3M
Q2 2025
$327.9M
Q3 2025
$355.5M
Q4 2025
$379.2M
Q1 2026

What does Rooted Wealth own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology19.5K$5.3M1.4%+19.0%
NVDA NVIDIA CORPTechnology25.2K$5.1M1.3%+31.8%
MSFT MICROSOFT CORPTechnology11.1K$4.6M1.2%+16.9%
AMZN AMAZON.COM INCConsumer discretionary15.2K$3.8M1.0%+13.2%
CAT CATERPILLAR INCIndustrials3.2K$2.6M0.7%-0.2%
GOOGL ALPHABET INC-CL ATechnology7.5K$2.5M0.7%+33.5%
AVGO BROADCOM INCTechnology4.8K$1.9M0.5%+29.6%
NFLX NETFLIX INCServices media17.8K$1.7M0.4%+22.5%
META META PLATFORMS INC-CLASS ATechnology2.5K$1.7M0.4%-16.3%
TSLA TESLA INCIndustrials4.2K$1.6M0.4%+10.5%
GOOG ALPHABET INC-CL CTechnology4.6K$1.5M0.4%-8.3%
LLY ELI LILLY & COHealthcare1.5K$1.4M0.4%+276.6%
JPM JPMORGAN CHASE & COFinancials3.7K$1.2M0.3%+6.0%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.1K$989K0.3%+6.1%
XOM EXXON MOBIL CORPEnergy6.5K$964K0.3%-6.3%
UNH UNITEDHEALTH GROUP INCFinancials2.9K$937K0.2%+9.2%
WMT WALMART INCConsumer discretionary6.6K$841K0.2%+6.1%
FTNT FORTINET INCTechnology10.1K$831K0.2%-14.0%
ANET ARISTA NETWORKS INCTechnology4.7K$781K0.2%-6.6%
AMD ADVANCED MICRO DEVICESTechnology2.8K$777K0.2%-13.0%
AMAT APPLIED MATERIALS INCTechnology2.0K$772K0.2%+23.2%
COST COSTCO WHOLESALE CORPConsumer discretionary723$722K0.2%+13.7%
MCD MCDONALD'S CORPConsumer discretionary2.2K$685K0.2%+1.1%
PG PROCTER & GAMBLE CO/THEOther4.7K$682K0.2%+5.0%
GE GENERAL ELECTRICIndustrials2.1K$639K0.2%+172.5%
NET CLOUDFLARE INC - CLASS ATechnology3.1K$628K0.2%-0.4%
LIN LINDE PLCMaterials1.2K$621K0.2%+122.9%
LMT LOCKHEED MARTIN CORPIndustrials1.0K$602K0.2%+1.8%
DE DEERE & COIndustrials1.0K$595K0.2%-2.8%
RTX RTX CORPIndustrials2.6K$514K0.1%+112.8%
GS GOLDMAN SACHS GROUP INCFinancials484$456K0.1%+31.5%
APH AMPHENOL CORP-CL ATechnology2.9K$441K0.1%+61.8%
KO COCA-COLA CO/THEConsumer staples5.4K$411K0.1%+3.1%
ULTA ULTA BEAUTY INCConsumer discretionary710$406K0.1%+27.2%
BAC BANK OF AMERICA CORPFinancials7.1K$385K0.1%+10.2%
PHM PULTEGROUP INCIndustrials3.0K$383K0.1%+4.3%
JNJ JOHNSON & JOHNSONHealthcare1.6K$376K0.1%-0.9%
NKE NIKE INC -CL BOther7.9K$366K0.1%+0.3%
TXN TEXAS INSTRUMENTS INCTechnology1.5K$362K0.1%+2.7%
V VISA INC-CLASS A SHARESServices media1.1K$356K0.1%-52.5%
HD HOME DEPOT INCConsumer discretionary1.0K$352K0.1%+10.3%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 21, 2026144$379.2M canonicalSEC ↗
Q4 202513F-HRFeb 9, 2026138$355.5M canonicalSEC ↗
Q3 202513F-HROct 20, 2025128$327.9M canonicalSEC ↗
Q2 202513F-HRJul 14, 2025107$289.3M canonicalSEC ↗
Q1 202513F-HRApr 8, 202593$232.1M canonicalSEC ↗
Q4 202413F-HRJan 30, 202593$255.7M $K fixed canonicalSEC ↗
Q3 202413F-HRNov 12, 202495$224.1M $K fixed canonicalSEC ↗
Q2 202413F-HRJul 25, 202486$226.5M $K fixed canonicalSEC ↗
Q1 202413F-HRApr 17, 202482$202.9M $K fixed canonicalSEC ↗