Rossby Financial, LCC

Wealth advisor Mechanical CIK 2056510
League rank
#2438
in Wealth advisor · #5786 overall
Long book
$478.7M
Q1 2026
Positions
2257
Top-10 weight
22%
concentration
Last quarter
+9.2%
SPY +14.8%
Turnover
23%
of book per quarter

Strategy in plain words

auto-generated from filings

Rossby Financial, LCC is a wealth-management firm allocating client money, running a $478.7M US long book across 2257 positions.

The portfolio is broadly diversified across 2257 positions (top 10 only 22%). Turnover is modest: positions are typically held for years. Current anchor positions: CAL INTL RESPONSIBLE INDEX, CALVERT US L-C CR RESP INDEX, ISHARES RUSSELL 2500 ETF, FREEDOM 100 EMEGING MRKT ETF, NVIDIA CORP.

Over the last 6 quarters its long book ran on average 0.3pp per quarter ahead of the S&P 500, beating the index in 3 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
-0.3%
Q1 2025
+8.3%
Q2 2025
+8.1%
Q3 2025
+3.7%
Q4 2025
+0.9%
Q1 2026
+9.2%

Sector allocation

Technology
31%
Industrials
12%
Financials
10%
Materials
9%
Consumer discretionary
8%
Healthcare
8%
Utilities
7%
Energy
4%

Long book by quarter

$157.6M
Q4 2024
$231.6M
Q1 2025
$266.1M
Q2 2025
$301.4M
Q3 2025
$318.1M
Q4 2025
$478.7M
Q1 2026

What does Rossby Financial, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology46.4K$8.2M1.7%+29.3%
AAPL APPLE INCTechnology29.2K$7.5M1.6%+8.1%
MSFT MICROSOFT CORPTechnology14.7K$5.4M1.1%+45.1%
GOOG ALPHABET INC-CL CTechnology16.1K$4.8M1.0%+140.5%
GOOGL ALPHABET INC-CL ATechnology13.0K$3.9M0.8%+30.4%
AMZN AMAZON.COM INCConsumer discretionary17.9K$3.8M0.8%+70.5%
AVGO BROADCOM INCTechnology7.8K$2.5M0.5%+39.3%
META META PLATFORMS INC-CLASS ATechnology3.8K$2.2M0.5%+29.5%
WMT WALMART INCConsumer discretionary17.3K$2.2M0.5%+10.2%
JPM JPMORGAN CHASE & COFinancials7.0K$2.1M0.4%+27.2%
KMI KINDER MORGAN INCUtilities60.4K$2.0M0.4%+7.0%
JNJ JOHNSON & JOHNSONHealthcare6.7K$1.6M0.3%+25.0%
LLY ELI LILLY & COHealthcare1.6K$1.6M0.3%+15.4%
XOM EXXON MOBIL CORPEnergy9.2K$1.5M0.3%+58.7%
WPM WHEATON PRECIOUS METALS CORPMaterials10.3K$1.4M0.3%+1.5%
AEM AGNICO EAGLE MINES LTDMaterials6.7K$1.4M0.3%-5.2%
T AT&T INCCommunications48.4K$1.4M0.3%+14.0%
D DOMINION ENERGY INCUtilities21.7K$1.3M0.3%-1.0%
EQT EQT CORPEnergy21.6K$1.3M0.3%+1.0%
CCJ CAMECO CORPMaterials11.7K$1.3M0.3%-0.8%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.7K$1.3M0.3%+27.7%
TRX TRX GOLD CORPMaterials822.0K$1.3M0.3%-14.4%
CVX CHEVRON CORPEnergy6.2K$1.2M0.3%+24.6%
NEE NEXTERA ENERGY INCUtilities12.7K$1.2M0.2%+7.5%
OLN OLIN CORPMaterials40.0K$1.2M0.2%+135.5%
PG PROCTER & GAMBLE CO/THEOther8.0K$1.2M0.2%+31.8%
TSLA TESLA INCIndustrials2.9K$1.1M0.2%+15.3%
FOXA FOX CORP - CLASS ACommunications18.9K$1.1M0.2%+9.6%
SYF SYNCHRONY FINANCIALFinancials15.9K$1.1M0.2%+9.3%
UTHR UNITED THERAPEUTICS CORPHealthcare1.9K$1.1M0.2%+3.8%
CAT CATERPILLAR INCIndustrials1.5K$1.1M0.2%+10.9%
FRO FRONTLINE PLCIndustrials29.2K$1.0M0.2%-13.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 11, 20262281$489.4M canonicalSEC ↗
Q4 202513F-HRFeb 12, 20261824$324.2M canonicalSEC ↗
Q3 202513F-HRNov 10, 20251484$306.8M canonicalSEC ↗
Q2 202513F-HRAug 1, 20251249$270.9M canonicalSEC ↗
Q1 202513F-HRApr 28, 20251088$237.1M canonicalSEC ↗
Q4 202413F-HRFeb 13, 2025203$161.6M canonicalSEC ↗