SHUFRO ROSE & CO LLC
Long book
$1.47B
Q1 2026
Positions
304
Top-10 weight
44%
concentration
Last quarter
+11.1%
SPY +14.8%
Turnover
13%
of book per quarter
Strategy in plain words
auto-generated from filingsSHUFRO ROSE & CO LLC is a wealth-management firm allocating client money, running a $1.47B US long book across 304 positions.
The portfolio is moderately concentrated (top 10 ≈ 44% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: ALPS SMTH COR BD PLUS ETF, ISHARES IBONDS DEC 2029 TERM, CORNING INC, DBL COMM REAL EST DEBT, ISHARES CORE S&P 500 ETF.
Over the last 9 quarters its long book ran on average 0.6pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.2%
Q2 2024
+5.4%
Q3 2024
-1.8%
Q4 2024
+0.1%
Q1 2025
+5.8%
Q2 2025
+7.2%
Q3 2025
+4.5%
Q4 2025
+0.4%
Q1 2026
+11.1%
Sector allocation
Technology 29%
Industrials 20%
Other 15%
Financials 13%
Healthcare 11%
Consumer discretionary 5%
Energy 3%
Consumer staples 2%
Long book by quarter
What does SHUFRO ROSE own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| GLW CORNING INC | Industrials | 607.5K | $82.6M | 5.6% | -17.0% |
| AAPL APPLE INC | Technology | 196.1K | $49.8M | 3.4% | +1.7% |
| LLY ELI LILLY & CO | Healthcare | 44.9K | $41.3M | 2.8% | -0.4% |
| MSFT MICROSOFT CORP | Technology | 111.2K | $41.2M | 2.8% | +1.9% |
| JPM JPMORGAN CHASE & CO | Financials | 114.0K | $33.5M | 2.3% | +0.3% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 69.4K | $33.3M | 2.3% | -0.1% |
| TMO THERMO FISHER SCIENTIFIC INC | Other | 57.7K | $28.4M | 1.9% | +0.9% |
| TXN TEXAS INSTRUMENTS INC | Technology | 123.4K | $24.0M | 1.6% | +1.4% |
| COHR COHERENT CORP | Other | 100.0K | $23.8M | 1.6% | -5.3% |
| AVY AVERY DENNISON CORP | Other | 121.0K | $20.9M | 1.4% | +3.1% |
| QCOM QUALCOMM INC | Technology | 152.5K | $19.6M | 1.3% | +2.5% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 73.9K | $17.9M | 1.2% | +2.6% |
| AMZN AMAZON.COM INC | Consumer discretionary | 82.1K | $17.1M | 1.2% | -0.2% |
| JCI JOHNSON CONTROLS INTERNATION | Industrials | 103.4K | $13.5M | 0.9% | -1.9% |
| AMGN AMGEN INC | Healthcare | 37.0K | $13.0M | 0.9% | -1.9% |
| CRM SALESFORCE INC | Technology | 46.6K | $8.7M | 0.6% | -4.7% |
| XOM EXXON MOBIL CORP | Energy | 48.6K | $8.3M | 0.6% | -1.4% |
| KLAC KLA CORP | Other | 4.8K | $7.1M | 0.5% | -1.0% |
| CVX CHEVRON CORP | Energy | 30.2K | $6.2M | 0.4% | -4.3% |
| ECL ECOLAB INC | Other | 21.1K | $5.6M | 0.4% | +0.5% |
| LEN LENNAR CORP-A | Industrials | 59.0K | $5.1M | 0.3% | -1.0% |
| AZO AUTOZONE INC | Consumer discretionary | 1.5K | $4.9M | 0.3% | -4.0% |
| JNJ JOHNSON & JOHNSON | Healthcare | 19.9K | $4.9M | 0.3% | -18.0% |
| SENEA SENECA FOODS CORP - CL A | Consumer staples | 29.1K | $4.4M | 0.3% | -6.4% |
| P EVERPURE INC-A | Technology | 68.8K | $4.1M | 0.3% | +17.6% |
| PEP PEPSICO INC | Consumer staples | 25.7K | $4.0M | 0.3% | -2.7% |
| ITW ILLINOIS TOOL WORKS | Industrials | 14.7K | $3.8M | 0.3% | -4.5% |
| PANW PALO ALTO NETWORKS INC | Technology | 23.3K | $3.7M | 0.3% | +1667.5% |
| NVDA NVIDIA CORP | Technology | 20.1K | $3.5M | 0.2% | +4.3% |
| GOOGL ALPHABET INC-CL A | Technology | 11.7K | $3.4M | 0.2% | -0.9% |
| NYT NEW YORK TIMES CO-A | Other | 37.2K | $3.1M | 0.2% | Held |
| MET METLIFE INC | Financials | 41.2K | $2.9M | 0.2% | -3.8% |
| NKE NIKE INC -CL B | Other | 55.0K | $2.9M | 0.2% | -1.0% |
| BRK/A BERKSHIRE HATHAWAY INC-CL A | Financials | 4 | $2.9M | 0.2% | New |
| LNG CHENIERE ENERGY INC | Utilities | 9.9K | $2.8M | 0.2% | -0.3% |
| ENB ENBRIDGE INC | Energy | 43.5K | $2.4M | 0.2% | -7.5% |
| KDP KEURIG DR PEPPER INC | Consumer staples | 88.8K | $2.3M | 0.2% | +12.3% |
| BAC BANK OF AMERICA CORP | Financials | 45.4K | $2.2M | 0.2% | +1.9% |
| GOOG ALPHABET INC-CL C | Technology | 7.4K | $2.1M | 0.1% | -15.3% |
| VRSK VERISK ANALYTICS INC | Technology | 11.1K | $2.1M | 0.1% | -0.3% |
| PPIH PERMA-PIPE INTERNATIONAL HOL | Industrials | 70.0K | $2.1M | 0.1% | Held |
| REGN REGENERON PHARMACEUTICALS | Healthcare | 2.6K | $2.0M | 0.1% | -1.4% |
| YUM YUM! BRANDS INC | Consumer discretionary | 11.7K | $1.8M | 0.1% | Held |
| MPC MARATHON PETROLEUM CORP | Energy | 7.1K | $1.7M | 0.1% | -1.4% |
| MRK MERCK & CO. INC. | Healthcare | 14.2K | $1.7M | 0.1% | -1.3% |
| MDT MEDTRONIC PLC | Healthcare | 19.2K | $1.7M | 0.1% | -4.3% |
| J JACOBS SOLUTIONS INC | Industrials | 13.1K | $1.7M | 0.1% | -2.2% |
| WD WALKER & DUNLOP INC | Financials | 36.3K | $1.6M | 0.1% | -6.8% |
| NTR NUTRIEN LTD | Other | 20.0K | $1.5M | 0.1% | -10.1% |
| LRCX LAM RESEARCH CORP | Industrials | 7.0K | $1.5M | 0.1% | Held |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 15, 2026 | 314 | $1.47B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 9, 2026 | 300 | $1.48B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 12, 2025 | 315 | $1.22B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 11, 2025 | 311 | $1.24B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 8, 2025 | 313 | $1.27B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 25, 2025 | 296 | $1.29B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 12, 2024 | 313 | $1.23B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 13, 2024 | 313 | $1.23B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 8, 2024 | 314 | $1.21B | canonical | SEC ↗ |