Sigma Planning Corp
Long book
$3.60B
Q1 2026
Positions
1302
Top-10 weight
24%
concentration
Last quarter
+12.1%
SPY +14.8%
Turnover
18%
of book per quarter
Strategy in plain words
auto-generated from filingsSigma Planning Corp is a wealth-management firm allocating client money, running a $3.60B US long book across 1302 positions.
The portfolio is broadly diversified across 1302 positions (top 10 only 24%). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE S&P 500 ETF, APPLE INC, NVIDIA CORP, AMAZON.COM INC, INVESCO QQQ TRUST SERIES 1.
Over the last 9 quarters its long book ran on average 0.4pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+3.1%
Q2 2024
+5.7%
Q3 2024
+1.3%
Q4 2024
-3.0%
Q1 2025
+8.4%
Q2 2025
+8.0%
Q3 2025
+2.4%
Q4 2025
-1.6%
Q1 2026
+12.1%
Sector allocation
Technology 41%
Consumer discretionary 11%
Industrials 11%
Financials 9%
Healthcare 8%
Utilities 5%
Energy 4%
Other 3%
Long book by quarter
What does Sigma Planning own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 611.9K | $155.3M | 4.3% | -1.6% |
| NVDA NVIDIA CORP | Technology | 639.7K | $111.6M | 3.1% | -2.5% |
| AMZN AMAZON.COM INC | Consumer discretionary | 349.3K | $72.7M | 2.0% | -0.7% |
| MSFT MICROSOFT CORP | Technology | 135.1K | $50.0M | 1.4% | 0.0% |
| GOOG ALPHABET INC-CL C | Technology | 137.4K | $39.4M | 1.1% | -1.3% |
| AVGO BROADCOM INC | Technology | 77.4K | $23.9M | 0.7% | +1.9% |
| GOOGL ALPHABET INC-CL A | Technology | 78.9K | $22.7M | 0.6% | -0.4% |
| META META PLATFORMS INC-CLASS A | Technology | 39.4K | $22.5M | 0.6% | -2.4% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 39.8K | $19.1M | 0.5% | -10.6% |
| LLY ELI LILLY & CO | Healthcare | 18.3K | $16.9M | 0.5% | +7.4% |
| JPM JPMORGAN CHASE & CO | Financials | 54.5K | $16.0M | 0.4% | -4.5% |
| CAT CATERPILLAR INC | Industrials | 22.5K | $15.9M | 0.4% | -9.5% |
| CVX CHEVRON CORP | Energy | 76.0K | $15.7M | 0.4% | -5.7% |
| TSLA TESLA INC | Industrials | 42.0K | $15.6M | 0.4% | -13.3% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 14.8K | $14.8M | 0.4% | -6.7% |
| WMT WALMART INC | Consumer discretionary | 116.2K | $14.4M | 0.4% | +3.6% |
| XOM EXXON MOBIL CORP | Energy | 84.8K | $14.4M | 0.4% | -1.6% |
| JNJ JOHNSON & JOHNSON | Healthcare | 56.3K | $13.8M | 0.4% | -1.2% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 89.0K | $13.0M | 0.4% | -15.7% |
| ABBV ABBVIE INC | Healthcare | 56.8K | $12.4M | 0.3% | -4.2% |
| HD HOME DEPOT INC | Consumer discretionary | 35.6K | $11.7M | 0.3% | -0.6% |
| MU MICRON TECHNOLOGY INC | Technology | 31.6K | $10.7M | 0.3% | -13.7% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 42.7K | $10.3M | 0.3% | -4.3% |
| NEE NEXTERA ENERGY INC | Utilities | 110.6K | $10.3M | 0.3% | -5.6% |
| V VISA INC-CLASS A SHARES | Services media | 33.1K | $10.0M | 0.3% | +2.0% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 191.7K | $9.6M | 0.3% | -0.9% |
| WM WASTE MANAGEMENT INC | Utilities | 39.8K | $9.1M | 0.3% | -4.3% |
| PG PROCTER & GAMBLE CO/THE | Other | 57.6K | $8.3M | 0.2% | +3.8% |
| AMD ADVANCED MICRO DEVICES | Technology | 39.7K | $8.1M | 0.2% | -9.7% |
| DTE DTE ENERGY COMPANY | Utilities | 52.2K | $7.6M | 0.2% | -1.8% |
| GS GOLDMAN SACHS GROUP INC | Financials | 8.8K | $7.4M | 0.2% | -0.2% |
| CRWD CROWDSTRIKE HOLDINGS INC - A | Technology | 19.0K | $7.4M | 0.2% | -1.7% |
| NFLX NETFLIX INC | Services media | 73.0K | $7.0M | 0.2% | -8.2% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 4, 2026 | 1309 | $3.60B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 30, 2026 | 1295 | $3.62B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 10, 2025 | 1290 | $3.52B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 5, 2025 | 1244 | $3.33B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 2, 2025 | 1203 | $3.14B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 3, 2025 | 1162 | $3.18B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 4, 2024 | 1218 | $3.26B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 6, 2024 | 1196 | $3.16B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 2, 2024 | 1222 | $3.18B | canonical | SEC ↗ |