Smallwood Wealth Investment Management, LLC

Wealth advisor Mechanical CIK 1921304
League rank
#1511
in Wealth advisor · #4327 overall
Long book
$189.7M
Q1 2026
Positions
527
Top-10 weight
58%
concentration
Last quarter
+10.9%
SPY +14.8%
Turnover
9%
of book per quarter

Strategy in plain words

auto-generated from filings

Smallwood Wealth Investment Management, LLC is a wealth-management firm allocating client money, running a $189.7M US long book across 527 positions.

The portfolio is concentrated: the top 10 names carry 58% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: ISHARES CORE S&P TOTAL U.S., APPLE INC, VANGUARD TOTAL STOCK MKT ETF, VANGUARD MID-CAP VALUE ETF, FREEDOM 100 EMEGING MRKT ETF.

Over the last 9 quarters its long book ran on average 0.3pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+3.5%
Q2 2024
+7.2%
Q3 2024
+0.7%
Q4 2024
-1.0%
Q1 2025
+7.4%
Q2 2025
+6.9%
Q3 2025
+2.6%
Q4 2025
-0.8%
Q1 2026
+10.9%

Sector allocation

Technology
41%
Financials
16%
Consumer staples
7%
Healthcare
7%
Energy
6%
Industrials
5%
Consumer discretionary
4%
Services media
4%

Long book by quarter

$129.0M
Q1 2024
$129.5M
Q2 2024
$140.2M
Q3 2024
$145.0M
Q4 2024
$158.8M
Q1 2025
$175.3M
Q2 2025
$194.6M
Q3 2025
$191.0M
Q4 2025
$189.7M
Q1 2026

What does Smallwood Wealth own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology45.9K$11.7M6.1%-1.0%
ICE INTERCONTINENTAL EXCHANGE INFinancials34.1K$5.4M2.8%-1.1%
PM PHILIP MORRIS INTERNATIONALConsumer staples15.9K$2.6M1.4%0.0%
NVDA NVIDIA CORPTechnology13.6K$2.4M1.2%Held
XOM EXXON MOBIL CORPEnergy12.5K$2.1M1.1%-0.5%
GOOG ALPHABET INC-CL CTechnology7.2K$2.1M1.1%Held
MSFT MICROSOFT CORPTechnology4.9K$1.8M1.0%-1.8%
IBM INTL BUSINESS MACHINES CORPTechnology5.8K$1.4M0.7%Held
PG PROCTER & GAMBLE CO/THEOther8.4K$1.2M0.6%-1.2%
CVX CHEVRON CORPEnergy4.3K$881K0.5%Held
AMZN AMAZON.COM INCConsumer discretionary4.1K$848K0.4%+0.6%
CAT CATERPILLAR INCIndustrials1.0K$729K0.4%Held
NFLX NETFLIX INCServices media7.5K$722K0.4%-1.3%
MDLZ MONDELEZ INTERNATIONAL INC-AConsumer staples10.6K$613K0.3%Held
JPM JPMORGAN CHASE & COFinancials2.0K$601K0.3%+1.7%
AVGO BROADCOM INCTechnology1.9K$601K0.3%+0.3%
JNJ JOHNSON & JOHNSONHealthcare2.4K$588K0.3%Held
NJR NEW JERSEY RESOURCES CORPUtilities10.6K$584K0.3%+0.2%
HD HOME DEPOT INCConsumer discretionary1.8K$581K0.3%Held
BR BROADRIDGE FINANCIAL SOLUTIOServices media3.4K$547K0.3%-10.7%
ABBV ABBVIE INCHealthcare2.5K$544K0.3%+1.6%
DIS WALT DISNEY CO/THEServices media5.3K$514K0.3%-3.2%
T AT&T INCCommunications17.1K$497K0.3%Held
PEG PUBLIC SERVICE ENTERPRISE GPUtilities5.5K$442K0.2%-1.3%
BMY BRISTOL-MYERS SQUIBB COHealthcare6.6K$399K0.2%Held
PGNY PROGYNY INCHealthcare23.3K$395K0.2%-0.9%
MRK MERCK & CO. INC.Healthcare3.2K$389K0.2%Held
ORCL ORACLE CORPTechnology2.6K$384K0.2%+0.1%
META META PLATFORMS INC-CLASS ATechnology654$374K0.2%+1.6%
PEP PEPSICO INCConsumer staples2.4K$372K0.2%Held
MO ALTRIA GROUP INCConsumer staples5.4K$357K0.2%Held
WPM WHEATON PRECIOUS METALS CORPMaterials2.7K$354K0.2%Held
VLY VALLEY NATIONAL BANCORPFinancials27.9K$343K0.2%Held
MS MORGAN STANLEYFinancials2.1K$339K0.2%Held
MTB M & T BANK CORPFinancials1.5K$315K0.2%Held
AMGN AMGEN INCHealthcare884$311K0.2%Held
PLTR PALANTIR TECHNOLOGIES INC-ATechnology2.1K$303K0.2%-16.2%
LIN LINDE PLCMaterials605$300K0.2%Held
WMT WALMART INCConsumer discretionary2.3K$287K0.2%Held
BA BOEING CO/THEIndustrials1.3K$267K0.1%-1.8%
CL COLGATE-PALMOLIVE COOther3.1K$263K0.1%-13.2%
VZ VERIZON COMMUNICATIONS INCCommunications5.0K$252K0.1%Held
JLL JONES LANG LASALLE INCReal estate816$248K0.1%Held
MCD MCDONALD'S CORPConsumer discretionary722$225K0.1%Held
LMT LOCKHEED MARTIN CORPIndustrials363$220K0.1%+2.8%
GOOGL ALPHABET INC-CL ATechnology746$215K0.1%-22.8%
MSI MOTOROLA SOLUTIONS INCTechnology491$213K0.1%Held
CMCSA COMCAST CORP-CLASS ACommunications6.9K$199K0.1%-17.1%
CPRX CATALYST PHARMACEUTICALS INCHealthcare8.0K$198K0.1%Held
RTX RTX CORPIndustrials991$191K0.1%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 22, 2026527$189.7M canonicalSEC ↗
Q4 202513F-HRJan 23, 2026521$191.0M canonicalSEC ↗
Q3 202513F-HROct 17, 2025530$196.3M canonicalSEC ↗
Q2 202513F-HROct 3, 2025568$175.3M canonicalSEC ↗
Q1 202513F-HRApr 25, 2025505$158.8M canonicalSEC ↗
Q4 202413F-HRJan 17, 202580$146.6M canonicalSEC ↗
Q3 202413F-HROct 16, 202470$140.2M canonicalSEC ↗
Q2 202413F-HRJul 26, 202467$129.5M canonicalSEC ↗
Q1 202413F-HRApr 25, 202467$129.0M canonicalSEC ↗