Spectrum Planning & Advisory Services Inc.

Wealth advisor Mechanical CIK 1725394
League rank
#2648
in Wealth advisor · #6112 overall
Long book
$202.1M
Q1 2026
Positions
114
Top-10 weight
43%
concentration
Last quarter
+8.6%
SPY +14.8%
Turnover
18%
of book per quarter

Strategy in plain words

auto-generated from filings

Spectrum Planning & Advisory Services Inc. is a wealth-management firm allocating client money, running a $202.1M US long book across 114 positions.

The portfolio is moderately concentrated (top 10 ≈ 43% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: SS SPDR BB 1-3M T-BILL ETF, ISHARES 0-3 MONTH TREASURY B, JPMORGAN ULTRA-SHORT INCOME, ISHARES S&P 500 GROWTH ETF, ISHRS US E F R A ETF-USD INC.

Over the last 8 quarters its long book ran on average 0.9pp per quarter behind the S&P 500, beating the index in 2 of 8 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q2 2024
+5.0%
Q3 2024
+0.0%
Q4 2024
-1.5%
Q1 2025
+10.1%
Q2 2025
+5.9%
Q3 2025
+2.2%
Q4 2025
-1.6%
Q1 2026
+8.6%

Sector allocation

Technology
27%
Industrials
22%
Financials
18%
Consumer discretionary
17%
Healthcare
10%
Services media
4%
Energy
1%
Other
1%

Long book by quarter

$103.6M
Q2 2024
$104.0M
Q3 2024
$115.2M
Q4 2024
$120.1M
Q1 2025
$154.6M
Q2 2025
$177.2M
Q3 2025
$194.4M
Q4 2025
$202.1M
Q1 2026

What does Spectrum Planning own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
WWD WOODWARD INCIndustrials8.4K$3.0M1.5%Held
AMZN AMAZON.COM INCConsumer discretionary12.3K$2.6M1.3%+7.5%
MSFT MICROSOFT CORPTechnology6.5K$2.4M1.2%+2.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials4.3K$2.1M1.0%+4.4%
AAPL APPLE INCTechnology5.2K$1.3M0.7%-1.8%
ALNY ALNYLAM PHARMACEUTICALS INCHealthcare3.4K$1.1M0.5%Held
NVDA NVIDIA CORPTechnology6.0K$1.1M0.5%-23.8%
GS GOLDMAN SACHS GROUP INCFinancials907$767K0.4%+7.8%
CAT CATERPILLAR INCIndustrials816$578K0.3%-4.3%
V VISA INC-CLASS A SHARESServices media1.9K$573K0.3%+1.7%
META META PLATFORMS INC-CLASS ATechnology876$501K0.2%-0.2%
UNH UNITEDHEALTH GROUP INCFinancials1.7K$472K0.2%-1.2%
TSLA TESLA INCIndustrials1.2K$428K0.2%-0.3%
HD HOME DEPOT INCConsumer discretionary1.3K$428K0.2%-2.8%
COST COSTCO WHOLESALE CORPConsumer discretionary408$406K0.2%-4.0%
MCD MCDONALD'S CORPConsumer discretionary1.2K$383K0.2%+0.7%
BA BOEING CO/THEIndustrials1.8K$357K0.2%+4.2%
JPM JPMORGAN CHASE & COFinancials1.2K$350K0.2%+11.3%
AXP AMERICAN EXPRESS COFinancials1.1K$339K0.2%+4.7%
SHW SHERWIN-WILLIAMS CO/THEConsumer discretionary1.0K$334K0.2%-1.6%
AMGN AMGEN INCHealthcare916$322K0.2%-7.6%
JNJ JOHNSON & JOHNSONHealthcare1.3K$315K0.2%+1.5%
TRV TRAVELERS COS INC/THEFinancials1.1K$312K0.2%+0.6%
CRM SALESFORCE INCTechnology1.7K$312K0.2%-1.8%
BKNG BOOKING HOLDINGS INCIndustrials73$309K0.2%Held
HON HONEYWELL INTERNATIONAL INCIndustrials1.2K$272K0.1%-5.9%
GOOG ALPHABET INC-CL CTechnology906$260K0.1%Held
CVX CHEVRON CORPEnergy1.2K$256K0.1%New
GOOGL ALPHABET INC-CL ATechnology889$256K0.1%Held
IBM INTL BUSINESS MACHINES CORPTechnology1.0K$252K0.1%+5.2%
PG PROCTER & GAMBLE CO/THEOther1.7K$245K0.1%-2.4%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 16, 2026114$202.1M canonicalSEC ↗
Q4 202513F-HRFeb 10, 2026113$194.4M canonicalSEC ↗
Q3 202513F-HRNov 13, 2025105$177.2M canonicalSEC ↗
Q2 202513F-HRJul 15, 202595$154.6M canonicalSEC ↗
Q1 202513F-HRApr 22, 202564$120.1M canonicalSEC ↗
Q4 202413F-HRJan 22, 202561$115.2M canonicalSEC ↗
Q3 202413F-HRNov 8, 202456$104.0M canonicalSEC ↗
Q2 202413F-HRJul 18, 202454$103.6M canonicalSEC ↗