Stratos Investment Management, LLC

Wealth advisor Mechanical CIK 1707206
League rank
#2199
in Wealth advisor · #5427 overall
Long book
$2.49B
Q1 2026
Positions
371
Top-10 weight
35%
concentration
Last quarter
+9.7%
SPY +14.8%
Turnover
15%
of book per quarter

Strategy in plain words

auto-generated from filings

Stratos Investment Management, LLC is a wealth-management firm allocating client money, running a $2.49B US long book across 371 positions.

The portfolio is moderately concentrated (top 10 ≈ 35% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: DIMENSIONAL US CORE EQUITY 2, ISHARES CORE S&P TOTAL U.S., ALPS SMTH COR BD PLUS ETF, DIMENSIONAL CORE FIXED INC, WISDOMTREE U.S. QUALITY DIVI.

Over the last 9 quarters its long book ran on average 1.1pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+5.7%
Q3 2024
-0.1%
Q4 2024
-1.6%
Q1 2025
+8.0%
Q2 2025
+6.3%
Q3 2025
+2.5%
Q4 2025
-1.9%
Q1 2026
+9.7%

Sector allocation

Technology
36%
Financials
15%
Industrials
11%
Healthcare
10%
Consumer discretionary
9%
Services media
5%
Utilities
4%
Energy
4%

Long book by quarter

$1.02B
Q1 2024
$1.21B
Q2 2024
$1.43B
Q3 2024
$1.66B
Q4 2024
$1.88B
Q1 2025
$2.18B
Q2 2025
$2.42B
Q3 2025
$2.50B
Q4 2025
$2.49B
Q1 2026

What does Stratos Investment own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology236.7K$41.3M1.7%+3.0%
MSFT MICROSOFT CORPTechnology96.3K$35.6M1.4%+3.0%
AAPL APPLE INCTechnology129.4K$32.8M1.3%+4.1%
GOOGL ALPHABET INC-CL ATechnology105.4K$30.3M1.2%-14.7%
AVGO BROADCOM INCTechnology94.3K$29.2M1.2%-2.7%
AMZN AMAZON.COM INCConsumer discretionary120.5K$25.1M1.0%+3.7%
MRK MERCK & CO. INC.Healthcare144.8K$17.4M0.7%+7.0%
JPM JPMORGAN CHASE & COFinancials55.8K$16.4M0.7%+2.6%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials33.3K$15.9M0.6%+1.4%
META META PLATFORMS INC-CLASS ATechnology27.1K$15.5M0.6%+3.0%
LLY ELI LILLY & COHealthcare16.6K$15.3M0.6%+19.2%
WMT WALMART INCConsumer discretionary107.2K$13.3M0.5%-3.4%
NFLX NETFLIX INCServices media124.3K$11.9M0.5%-15.5%
C CITIGROUP INCFinancials98.4K$11.2M0.4%-31.3%
RTX RTX CORPIndustrials57.7K$11.1M0.4%+5.4%
AXP AMERICAN EXPRESS COFinancials36.3K$11.0M0.4%-10.2%
EQT EQT CORPEnergy162.2K$10.3M0.4%+21.9%
GEV GE VERNOVA INCIndustrials11.0K$9.6M0.4%+17.4%
UBER UBER TECHNOLOGIES INCServices media129.2K$9.3M0.4%-5.0%
CRH CRH PLCIndustrials85.3K$9.0M0.4%-1.6%
DELL DELL TECHNOLOGIES -CTechnology53.4K$8.8M0.4%+1.5%
BKNG BOOKING HOLDINGS INCIndustrials2.0K$8.4M0.3%-1.6%
AMGN AMGEN INCHealthcare23.3K$8.2M0.3%-0.9%
MA MASTERCARD INC - AServices media16.1K$8.1M0.3%-18.1%
CEG CONSTELLATION ENERGYUtilities28.1K$7.9M0.3%+6.8%
GD GENERAL DYNAMICS CORPIndustrials22.7K$7.8M0.3%-0.4%
BAC BANK OF AMERICA CORPFinancials157.9K$7.7M0.3%-12.9%
HD HOME DEPOT INCConsumer discretionary22.9K$7.5M0.3%+7.6%
PG PROCTER & GAMBLE CO/THEOther51.0K$7.4M0.3%+7.9%
GOOG ALPHABET INC-CL CTechnology25.5K$7.3M0.3%+0.7%
MS MORGAN STANLEYFinancials43.7K$7.2M0.3%-16.2%
LNG CHENIERE ENERGY INCUtilities25.0K$7.1M0.3%+1.2%
ABBV ABBVIE INCHealthcare31.1K$6.8M0.3%+11.7%
WFC WELLS FARGO & COFinancials83.8K$6.7M0.3%+63.5%
XOM EXXON MOBIL CORPEnergy37.7K$6.4M0.3%-0.4%
APH AMPHENOL CORP-CL ATechnology47.5K$6.0M0.2%+2997.5%
PSX PHILLIPS 66Energy31.7K$5.8M0.2%-3.2%
COST COSTCO WHOLESALE CORPConsumer discretionary5.6K$5.6M0.2%+3.9%
JNJ JOHNSON & JOHNSONHealthcare21.4K$5.2M0.2%+5.5%
TMO THERMO FISHER SCIENTIFIC INCOther10.1K$5.0M0.2%+3.7%
BA BOEING CO/THEIndustrials22.1K$4.4M0.2%+902.7%
NEM NEWMONT CORPMaterials38.6K$4.2M0.2%+1246.2%
CVX CHEVRON CORPEnergy18.5K$3.8M0.2%+4.6%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 28, 2026371$2.49B canonicalSEC ↗
Q4 202513F-HRJan 20, 2026350$2.50B canonicalSEC ↗
Q3 202513F-HRNov 6, 2025356$2.42B canonicalSEC ↗
Q2 202513F-HRJul 29, 2025355$2.18B canonicalSEC ↗
Q1 202513F-HRApr 30, 2025316$1.88B canonicalSEC ↗
Q4 202413F-HRJan 27, 2025272$1.66B canonicalSEC ↗
Q3 202413F-HROct 17, 2024252$1.43B canonicalSEC ↗
Q2 202413F-HRJul 24, 2024223$1.21B canonicalSEC ↗
Q1 202413F-HRApr 16, 2024205$1.02B canonicalSEC ↗