Swan Global Investments, LLC

Wealth advisor Mechanical CIK 1591505
League rank
#662
in Wealth advisor · #2828 overall
Long book
$1.86B
Q1 2026
Positions
64
Top-10 weight
83%
concentration
Last quarter
+12.7%
SPY +14.8%
Turnover
9%
of book per quarter

Strategy in plain words

auto-generated from filings

Swan Global Investments, LLC is a wealth-management firm allocating client money, running a $1.86B US long book across 64 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: SS SPDR S&P 500 ETF TRUST-US, ISHARES CORE S&P 500 ETF, PACER SWAN SOS MOD OCT ETF, PACER SWAN SOS MODERATE JANU, SS TECHNOLOGY SELECT SECTOR.

Over the last 9 quarters its long book ran on average 0.5pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+3.3%
Q2 2024
+5.5%
Q3 2024
+1.8%
Q4 2024
-3.4%
Q1 2025
+9.6%
Q2 2025
+7.0%
Q3 2025
+2.4%
Q4 2025
-3.3%
Q1 2026
+12.7%

Sector allocation

Technology
49%
Healthcare
10%
Financials
10%
Consumer discretionary
9%
Industrials
9%
Services media
8%
Energy
3%
Consumer staples
1%

Long book by quarter

$2.03B
Q1 2024
$2.00B
Q2 2024
$2.07B
Q3 2024
$2.07B
Q4 2024
$1.97B
Q1 2025
$2.16B
Q2 2025
$2.26B
Q3 2025
$2.11B
Q4 2025
$1.86B
Q1 2026

What does Swan Global own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology4.4K$1.1M0.1%+9.7%
NVDA NVIDIA CORPTechnology6.2K$1.1M0.1%+23.8%
MSFT MICROSOFT CORPTechnology2.3K$834K0.0%+26.6%
AVGO BROADCOM INCTechnology2.6K$814K0.0%+42.2%
GOOGL ALPHABET INC-CL ATechnology2.8K$796K0.0%+8.2%
AMZN AMAZON.COM INCConsumer discretionary3.2K$669K0.0%+14.5%
META META PLATFORMS INC-CLASS ATechnology1.1K$629K0.0%+5.0%
LLY ELI LILLY & COHealthcare666$613K0.0%+3.6%
JPM JPMORGAN CHASE & COFinancials2.1K$607K0.0%+11.1%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials1.2K$573K0.0%+33.3%
MU MICRON TECHNOLOGY INCTechnology1.6K$526K0.0%New
JNJ JOHNSON & JOHNSONHealthcare2.0K$480K0.0%+3.5%
XOM EXXON MOBIL CORPEnergy2.7K$459K0.0%+9.8%
GE GENERAL ELECTRICIndustrials1.5K$423K0.0%+13.1%
CSCO CISCO SYSTEMS INCTechnology5.4K$419K0.0%+9.7%
V VISA INC-CLASS A SHARESServices media1.3K$386K0.0%+11.0%
AMD ADVANCED MICRO DEVICESTechnology1.8K$369K0.0%+9.7%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology2.5K$361K0.0%+9.7%
WMT WALMART INCConsumer discretionary2.7K$338K0.0%-5.5%
MA MASTERCARD INC - AServices media654$327K0.0%+14.9%
ABBV ABBVIE INCHealthcare1.5K$326K0.0%+3.5%
TSLA TESLA INCIndustrials809$301K0.0%+7.3%
HD HOME DEPOT INCConsumer discretionary809$266K0.0%+7.3%
RTX RTX CORPIndustrials1.4K$263K0.0%+6.6%
NFLX NETFLIX INCServices media2.7K$257K0.0%+8.9%
CAT CATERPILLAR INCIndustrials333$236K0.0%New
WFC WELLS FARGO & COFinancials2.7K$216K0.0%+11.1%
UBER UBER TECHNOLOGIES INCServices media3.0K$214K0.0%+6.7%
KO COCA-COLA CO/THEConsumer staples2.8K$211K0.0%-35.1%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 7, 202677$3.00B canonicalSEC ↗
Q4 202513F-HRFeb 11, 202680$3.38B canonicalSEC ↗
Q3 202513F-HRNov 7, 202571$3.58B canonicalSEC ↗
Q2 202513F-HRJul 29, 202580$3.59B canonicalSEC ↗
Q1 202513F-HRMay 13, 202569$3.38B canonicalSEC ↗
Q4 202413F-HRFeb 11, 202558$3.43B canonicalSEC ↗
Q3 202413F-HRNov 13, 202448$3.27B canonicalSEC ↗
Q2 202413F-HRAug 12, 202443$3.25B canonicalSEC ↗
Q1 202413F-HRMay 9, 202442$3.21B canonicalSEC ↗