UNITED CAPITAL FINANCIAL ADVISORS, LLC

Wealth advisor Mechanical CIK 1463217
League rank
#1064
in Wealth advisor · #3578 overall
Long book
$16.22B
Q1 2026
Positions
1623
Top-10 weight
30%
concentration
Last quarter
+11.8%
SPY +14.8%
Turnover
21%
of book per quarter

Strategy in plain words

auto-generated from filings

UNITED CAPITAL FINANCIAL ADVISORS, LLC is a wealth-management firm allocating client money, running a $16.22B US long book across 1623 positions.

The portfolio is moderately concentrated (top 10 ≈ 30% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD S&P 500 ETF, ISHARES CORE S&P 500 ETF, SS SPDR S&P 500 ETF TRUST-US, ISHARES CORE MSCI EAFE ETF, APPLE INC.

Over the last 9 quarters its long book ran on average 1pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.3%
Q2 2024
+6.1%
Q3 2024
-0.0%
Q4 2024
-1.8%
Q1 2025
+7.9%
Q2 2025
+6.1%
Q3 2025
+2.9%
Q4 2025
-3.7%
Q1 2026
+11.8%

Sector allocation

Technology
37%
Healthcare
13%
Industrials
12%
Financials
11%
Consumer discretionary
9%
Services media
6%
Other
3%
Energy
3%

Long book by quarter

$12.12B
Q1 2024
$11.63B
Q2 2024
$12.14B
Q3 2024
$11.83B
Q4 2024
$11.66B
Q1 2025
$12.37B
Q2 2025
$13.90B
Q3 2025
$16.56B
Q4 2025
$16.22B
Q1 2026

What does UNITED CAPITAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology1.8M$447.3M2.8%-1.3%
NVDA NVIDIA CORPTechnology2.1M$373.6M2.3%+9.0%
RGEN REPLIGEN CORPHealthcare2.8M$326.8M2.0%+0.1%
MSFT MICROSOFT CORPTechnology774.5K$286.7M1.8%+2.5%
GOOGL ALPHABET INC-CL ATechnology791.0K$227.5M1.4%-6.2%
GOOG ALPHABET INC-CL CTechnology508.6K$145.9M0.9%-4.2%
AMZN AMAZON.COM INCConsumer discretionary670.4K$139.6M0.9%+0.7%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials268.0K$128.4M0.8%+1.2%
JPM JPMORGAN CHASE & COFinancials370.8K$109.1M0.7%-1.5%
JNJ JOHNSON & JOHNSONHealthcare366.3K$89.5M0.6%-2.6%
META META PLATFORMS INC-CLASS ATechnology156.0K$89.2M0.6%-0.5%
V VISA INC-CLASS A SHARESServices media279.9K$84.6M0.5%+6.2%
COST COSTCO WHOLESALE CORPConsumer discretionary80.7K$80.4M0.5%-3.2%
AVGO BROADCOM INCTechnology233.3K$72.2M0.4%+16.2%
ASML ASML HOLDING NV-NY REG SHSIndustrials47.6K$62.9M0.4%-10.3%
DIS WALT DISNEY CO/THEServices media638.5K$61.5M0.4%+3.6%
CSCO CISCO SYSTEMS INCTechnology762.0K$59.1M0.4%-1.3%
LLY ELI LILLY & COHealthcare60.6K$55.7M0.3%+0.4%
ABBV ABBVIE INCHealthcare255.4K$55.5M0.3%+1.1%
CVX CHEVRON CORPEnergy258.0K$53.4M0.3%+0.3%
PG PROCTER & GAMBLE CO/THEOther355.0K$51.3M0.3%+24.1%
XOM EXXON MOBIL CORPEnergy297.4K$50.5M0.3%+3.9%
SBUX STARBUCKS CORPConsumer discretionary561.5K$50.3M0.3%-5.4%
HD HOME DEPOT INCConsumer discretionary141.2K$46.4M0.3%-4.3%
MDT MEDTRONIC PLCHealthcare522.5K$45.3M0.3%+3.5%
QCOM QUALCOMM INCTechnology345.2K$44.5M0.3%-3.4%
PEP PEPSICO INCConsumer staples271.1K$42.1M0.3%-0.6%
TSLA TESLA INCIndustrials112.5K$41.8M0.3%-1.0%
RTX RTX CORPIndustrials210.4K$40.6M0.3%-8.9%
WMT WALMART INCConsumer discretionary313.8K$39.0M0.2%-21.0%
AXP AMERICAN EXPRESS COFinancials127.7K$38.6M0.2%-2.3%
ISRG INTUITIVE SURGICAL INCHealthcare79.7K$36.7M0.2%+2.3%
LOW LOWE'S COS INCConsumer discretionary151.9K$35.9M0.2%-1.2%
NFLX NETFLIX INCServices media364.1K$35.0M0.2%+57.1%
HON HONEYWELL INTERNATIONAL INCIndustrials148.1K$33.5M0.2%+14.0%
SPGI S&P GLOBAL INCServices media77.8K$33.1M0.2%-12.0%
MA MASTERCARD INC - AServices media64.3K$32.1M0.2%-7.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 20261632$16.26B canonicalSEC ↗
Q4 202513F-HRFeb 17, 20261370$16.61B canonicalSEC ↗
Q3 202513F-HRNov 14, 20251203$13.93B canonicalSEC ↗
Q2 202513F-HRAug 11, 20251098$12.40B canonicalSEC ↗
Q1 202513F-HRMay 13, 20251063$11.69B canonicalSEC ↗
Q4 202413F-HRFeb 13, 20251059$11.85B canonicalSEC ↗
Q3 202413F-HRNov 12, 20241060$12.14B canonicalSEC ↗
Q2 202413F-HRAug 14, 20241030$11.64B canonicalSEC ↗
Q1 202413F-HRMay 15, 20241077$12.14B canonicalSEC ↗