VAUGHAN & Co SECURITIES, INC.
Long book
$191.4M
Q1 2026
Positions
57
Top-10 weight
82%
concentration
Last quarter
+13.2%
SPY +14.8%
Turnover
3%
of book per quarter
Strategy in plain words
auto-generated from filingsVAUGHAN & Co SECURITIES, INC. is a wealth-management firm allocating client money, running a $191.4M US long book across 57 positions.
The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: ISHARES CORE HIGH DIVIDEND E, GOLDMAN ACTIVEBETA US LC ETF, ISHARES RUSSELL 1000 GROWTH, ISHARES RUSSELL 2000 GROWTH, ISHARES MORNINGSTAR SMALL-CA.
Over the last 9 quarters its long book ran on average 0.1pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+1.5%
Q2 2024
+7.8%
Q3 2024
-0.1%
Q4 2024
-2.5%
Q1 2025
+8.4%
Q2 2025
+8.5%
Q3 2025
+2.2%
Q4 2025
+0.6%
Q1 2026
+13.2%
Sector allocation
Utilities 18%
Healthcare 16%
Financials 14%
Technology 14%
Energy 13%
Communications 8%
Materials 6%
Industrials 4%
Long book by quarter
What does VAUGHAN & own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 8.5K | $2.2M | 1.1% | +9.8% |
| VLO VALERO ENERGY CORP | Energy | 4.6K | $1.1M | 0.6% | -3.7% |
| BMY BRISTOL-MYERS SQUIBB CO | Healthcare | 15.7K | $949K | 0.5% | -3.7% |
| CVX CHEVRON CORP | Energy | 4.4K | $904K | 0.5% | -1.1% |
| UPS UNITED PARCEL SERVICE-CL B | Industrials | 8.4K | $825K | 0.4% | -5.3% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 16.1K | $809K | 0.4% | -1.9% |
| EMN EASTMAN CHEMICAL CO | Materials | 10.5K | $798K | 0.4% | -3.0% |
| OKE ONEOK INC | Utilities | 8.7K | $790K | 0.4% | -2.6% |
| PM PHILIP MORRIS INTERNATIONAL | Consumer staples | 4.7K | $770K | 0.4% | -3.5% |
| OGE OGE ENERGY CORP | Utilities | 16.0K | $768K | 0.4% | -0.6% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 3.0K | $736K | 0.4% | -3.4% |
| MMM 3M CO | Healthcare | 5.0K | $720K | 0.4% | -3.1% |
| BMO BANK OF MONTREAL | Financials | 5.2K | $710K | 0.4% | -3.0% |
| VLY VALLEY NATIONAL BANCORP | Financials | 55.1K | $676K | 0.4% | -2.9% |
| PPL PPL CORP | Utilities | 16.8K | $641K | 0.3% | -2.7% |
| NWE NORTHWESTERN ENERGY GROUP IN | Utilities | 9.4K | $619K | 0.3% | -3.2% |
| RCI ROGERS COMMUNICATIONS INC-B | Communications | 15.8K | $609K | 0.3% | -2.3% |
| CVS CVS HEALTH CORP | Healthcare | 8.4K | $602K | 0.3% | -3.9% |
| ABBV ABBVIE INC | Healthcare | 2.7K | $596K | 0.3% | -2.1% |
| CNP CENTERPOINT ENERGY INC | Utilities | 13.7K | $589K | 0.3% | -0.7% |
| MTB M & T BANK CORP | Financials | 2.5K | $519K | 0.3% | -4.4% |
| CHRD CHORD ENERGY CORP | Energy | 3.5K | $497K | 0.3% | -2.9% |
| LYB LYONDELLBASELL INDU-CL A | Other | 5.8K | $467K | 0.2% | -3.9% |
| PFE PFIZER INC | Healthcare | 15.4K | $433K | 0.2% | -2.7% |
| DOW DOW INC | Materials | 10.1K | $420K | 0.2% | -9.3% |
| CM CAN IMPERIAL BK OF COMMERCE | Financials | 4.2K | $395K | 0.2% | -3.6% |
| APO APOLLO GLOBAL MANAGEMENT INC | Financials | 3.2K | $361K | 0.2% | -0.6% |
| BX BLACKSTONE INC | Financials | 3.0K | $345K | 0.2% | -0.9% |
| BIPC BROOKFIELD INFRASTRUCTURE-A | Utilities | 8.2K | $325K | 0.2% | -3.9% |
| TU TELUS CORP | Communications | 21.8K | $279K | 0.1% | -3.1% |
| AMZN AMAZON.COM INC | Consumer discretionary | 1.1K | $232K | 0.1% | Held |
| XOM EXXON MOBIL CORP | Energy | 1.3K | $226K | 0.1% | New |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | Apr 27, 2026 | 58 | $192.6M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 28, 2026 | 57 | $193.4M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Oct 17, 2025 | 57 | $188.2M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Jul 22, 2025 | 57 | $174.4M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | Apr 29, 2025 | 55 | $161.5M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Jan 27, 2025 | 54 | $165.9M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 31, 2024 | 54 | $169.8M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Jul 30, 2024 | 54 | $158.6M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 1, 2024 | 56 | $157.1M | canonical | SEC ↗ |