WealthPlan Investment Management, LLC

Wealth advisor Mechanical CIK 1929986
League rank
#1169
in Wealth advisor · #3775 overall
Long book
$1.79B
Q1 2026
Positions
455
Top-10 weight
27%
concentration
Last quarter
+11.5%
SPY +14.8%
Turnover
25%
of book per quarter

Strategy in plain words

auto-generated from filings

WealthPlan Investment Management, LLC is a wealth-management firm allocating client money, running a $1.79B US long book across 455 positions.

The portfolio is moderately concentrated (top 10 ≈ 27% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: APPLE INC, ISHARES CORE S&P 500 ETF, BUFFERLABS US EQ DYN BUF ETF, VANGUARD TOTAL STOCK MKT ETF, NVIDIA CORP.

Over the last 9 quarters its long book ran on average 0.9pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.6%
Q2 2024
+6.3%
Q3 2024
-0.5%
Q4 2024
-1.3%
Q1 2025
+5.7%
Q2 2025
+7.4%
Q3 2025
+2.6%
Q4 2025
-1.0%
Q1 2026
+11.5%

Sector allocation

Technology
43%
Consumer discretionary
12%
Industrials
10%
Financials
9%
Healthcare
9%
Energy
5%
Services media
3%
Consumer staples
3%

Long book by quarter

$655.5M
Q1 2024
$661.0M
Q2 2024
$987.5M
Q3 2024
$1.01B
Q4 2024
$1.02B
Q1 2025
$1.37B
Q2 2025
$1.51B
Q3 2025
$1.57B
Q4 2025
$1.79B
Q1 2026

What does WealthPlan Investment own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology422.3K$107.2M6.0%+10.5%
NVDA NVIDIA CORPTechnology275.7K$48.1M2.7%+33.3%
MSFT MICROSOFT CORPTechnology81.1K$30.0M1.7%+29.1%
GOOGL ALPHABET INC-CL ATechnology92.9K$26.7M1.5%+41.7%
GOOG ALPHABET INC-CL CTechnology89.8K$25.8M1.4%-1.6%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials51.9K$24.9M1.4%-0.6%
META META PLATFORMS INC-CLASS ATechnology42.0K$24.0M1.3%+35.9%
WMT WALMART INCConsumer discretionary147.7K$18.4M1.0%+1.0%
XOM EXXON MOBIL CORPEnergy105.1K$17.8M1.0%+8.0%
AMZN AMAZON.COM INCConsumer discretionary80.9K$16.8M0.9%+17.6%
CVX CHEVRON CORPEnergy78.4K$16.2M0.9%-9.2%
CASY CASEY'S GENERAL STORES INCConsumer discretionary21.2K$15.5M0.9%-20.6%
JNJ JOHNSON & JOHNSONHealthcare60.0K$14.7M0.8%+10.6%
COST COSTCO WHOLESALE CORPConsumer discretionary13.8K$13.8M0.8%-4.4%
ABBV ABBVIE INCHealthcare55.1K$12.0M0.7%-4.7%
AVGO BROADCOM INCTechnology33.6K$10.4M0.6%+49.5%
VMI VALMONT INDUSTRIESIndustrials24.6K$9.8M0.5%+0.4%
LLY ELI LILLY & COHealthcare10.7K$9.8M0.5%+79.1%
CAT CATERPILLAR INCIndustrials13.8K$9.8M0.5%+38.8%
BRK/A BERKSHIRE HATHAWAY INC-CL AFinancials13$9.3M0.5%Held
JPM JPMORGAN CHASE & COFinancials30.2K$8.9M0.5%-21.4%
TSLA TESLA INCIndustrials23.5K$8.7M0.5%+38.2%
MA MASTERCARD INC - AServices media17.1K$8.5M0.5%+8.0%
AZN ASTRAZENECA PLCHealthcare40.4K$8.0M0.4%New
PLTR PALANTIR TECHNOLOGIES INC-ATechnology50.9K$7.4M0.4%+35.4%
VZ VERIZON COMMUNICATIONS INCCommunications147.6K$7.4M0.4%-9.1%
KO COCA-COLA CO/THEConsumer staples94.4K$7.2M0.4%+51.7%
V VISA INC-CLASS A SHARESServices media23.0K$6.9M0.4%+67.7%
HD HOME DEPOT INCConsumer discretionary19.9K$6.5M0.4%+47.9%
AMAT APPLIED MATERIALS INCTechnology18.9K$6.5M0.4%+349.4%
ORCL ORACLE CORPTechnology40.9K$6.0M0.3%+45.0%
LMT LOCKHEED MARTIN CORPIndustrials9.9K$6.0M0.3%-25.1%
NUE NUCOR CORPIndustrials35.0K$5.9M0.3%-18.1%
UNH UNITEDHEALTH GROUP INCFinancials21.8K$5.9M0.3%+53.4%
AMGN AMGEN INCHealthcare16.5K$5.8M0.3%-28.9%
PEP PEPSICO INCConsumer staples33.2K$5.2M0.3%-26.8%
IBM INTL BUSINESS MACHINES CORPTechnology20.7K$5.0M0.3%-20.8%
MCD MCDONALD'S CORPConsumer discretionary15.8K$4.9M0.3%+38.2%
EMR EMERSON ELECTRIC COIndustrials37.5K$4.9M0.3%-31.4%
NFLX NETFLIX INCServices media49.2K$4.7M0.3%+82.9%
MSM MSC INDUSTRIAL DIRECT CO-AConsumer discretionary51.1K$4.7M0.3%-33.0%
GEV GE VERNOVA INCIndustrials5.3K$4.6M0.3%-1.0%
PG PROCTER & GAMBLE CO/THEOther31.7K$4.6M0.3%+47.8%
INTC INTEL CORPTechnology100.9K$4.5M0.2%+40.4%
ASTS AST SPACEMOBILE INCCommunications51.9K$4.3M0.2%-1.0%
LECO LINCOLN ELECTRIC HOLDINGSIndustrials17.2K$4.3M0.2%-33.7%
MRK MERCK & CO. INC.Healthcare35.0K$4.2M0.2%+52.1%
MU MICRON TECHNOLOGY INCTechnology12.4K$4.2M0.2%+174.1%
TXN TEXAS INSTRUMENTS INCTechnology20.8K$4.0M0.2%-23.5%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 29, 2026515$1.79B canonicalSEC ↗
Q4 202513F-HRFeb 5, 2026438$1.57B canonicalSEC ↗
Q3 202513F-HROct 27, 2025292$1.54B canonicalSEC ↗
Q2 202513F-HRJul 28, 2025405$1.37B canonicalSEC ↗
Q1 202513F-HRMay 12, 2025498$1.74B canonicalSEC ↗
Q4 202413F-HRJan 30, 2025318$1.01B canonicalSEC ↗
Q3 202413F-HRNov 5, 2024303$987.5M canonicalSEC ↗
Q2 202413F-HRAug 9, 2024202$693.3M canonicalSEC ↗
Q1 202413F-HRMay 16, 2024195$655.5M canonicalSEC ↗