FIRST TRUST SMALL CAP GROWTH FYC
$123.50
-1.7% 52w: $75.66 – $127.34
Latest 13F among current holders filed 3 days ago (Jul 2, 2026)
Price — last 12 months
research preview data75.66101.50127.34
Jun 20, 2025 Jul 2, 2026
Institutional holders
154
+16 QoQ
13F value
$640.4M
+20.0% QoQ
Smart-money holders
0
signal tier ≥ 2
New smart buyers
0
Q1 2026
Options barometer
calls only
$1.8M calls / — puts
Institutional value by quarter
Number of holders
Who owns FYC?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | Bank broker | 1.4M | $131.9M | 0.0% | +14.9% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 545.0K | $52.9M | 0.0% | +24.2% |
| WELLS FARGO & COMPANY/MN | Bank broker | 443.6K | $43.0M | 0.0% | +22.0% |
| MORGAN STANLEY | Bank broker | 394.5K | $38.3M | 0.0% | +34.5% |
| Cetera Investment Advisers | Wealth advisor | 289.7K | $28.1M | 0.0% | +13.6% |
| BANK OF AMERICA CORP /DE/ | Bank broker | 244.3K | $23.7M | 0.0% | +21.2% |
| STIFEL FINANCIAL CORP | Diversified mechanical | 196.6K | $19.1M | 0.0% | +858.2% |
| ENVESTNET ASSET MANAGEMENT INC | Wealth advisor | 185.4K | $18.0M | 0.0% | +16.5% |
| UBS Group AG | Bank broker | 174.6K | $16.9M | 0.0% | +107.2% |
| ROYAL BANK OF CANADA | Bank broker | 171.1K | $16.6M | 0.0% | +4.4% |
| ECLECTIC ASSOCIATES INC /ADV | Wealth advisor | 159.2K | $15.4M | 2.1% | +3.5% |
| Richmond Investment Services, LLC | Wealth advisor | 146.9K | $14.3M | 2.3% | +2.7% |
| OSAIC HOLDINGS, INC. | Wealth advisor | 102.5K | $9.9M | 0.0% | +10.0% |
| NEW WAVE WEALTH ADVISORS LLC | Wealth advisor | 101.5K | $9.8M | 3.4% | -6.4% |
| Concurrent Investment Advisors, LLC | Wealth advisor | 100.4K | $9.7M | 0.1% | +1.1% |
| Integrity Advisory Solutions, LLC | Wealth advisor | 97.7K | $9.5M | 1.3% | New |
| PNC FINANCIAL SERVICES GROUP, INC. | Diversified mechanical | 92.5K | $9.0M | 0.0% | +20.5% |
| Cambridge Investment Research Advisors, Inc. | Wealth advisor | 91.3K | $8.9M | 0.0% | +11.6% |
| MML INVESTORS SERVICES, LLC | Wealth advisor | 87.7K | $8.5M | 0.0% | +31.5% |
| IFP Advisors, Inc | Wealth advisor | 86.8K | $8.4M | 0.2% | -2.2% |
| Bedel Financial Consulting, Inc. | Other | 77.2K | $7.5M | 0.9% | +3.7% |
| Baird Financial Group, Inc. | Diversified mechanical | 72.9K | $7.1M | 0.0% | +301.5% |
| TWO SIGMA INVESTMENTS, LP | Quant stat arb | 67.7K | $6.6M | 0.0% | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Insurance | 60.9K | $5.9M | 0.0% | +40.5% |
| Equitable Holdings, Inc. | Wealth advisor | 57.5K | $5.5M | 0.0% | +2.9% |
| Janney Montgomery Scott LLC | Diversified mechanical | 53.1K | $5.1M | 0.0% | +17.9% |
| JONES FINANCIAL COMPANIES LLLP | Wealth advisor | 51.2K | $4.8M | 0.0% | +73.4% |
| Integrated Wealth Concepts LLC | Wealth advisor | 49.5K | $4.8M | 0.0% | +3.7% |
| Financial Management, Inc. | Wealth advisor | 48.1K | $4.7M | 4.4% | +3.3% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 46.1K | $4.5M | 0.0% | +18.3% |
| Kingsview Wealth Management, LLC | Wealth advisor | 43.5K | $4.2M | 0.1% | -2.3% |
| GREENUP STREET WEALTH MANAGEMENT LLC | Wealth advisor | 40.5K | $3.9M | 0.6% | 0.0% |
| Steward Partners Investment Advisory, LLC | Diversified mechanical | 37.3K | $3.6M | 0.0% | +80.8% |
| &PARTNERS | Diversified mechanical | 35.9K | $3.5M | 0.0% | +152.4% |
| Paller Financial Services Inc | Wealth advisor | 31.8K | $3.1M | 2.6% | -2.4% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Market maker | 27.5K | $2.7M | 0.0% | New |
| Private Advisor Group, LLC | Wealth advisor | 27.1K | $2.6M | 0.0% | +4.5% |
| HARBOUR INVESTMENTS, INC. | Wealth advisor | 25.7K | $2.5M | 0.0% | +22.5% |
| StoryOne LLC | Wealth advisor | 0 | $2.2M | 1.3% | — |
| HFG Advisors, Inc. | Wealth advisor | 23.1K | $2.2M | 1.6% | +1.3% |
| Proactive Wealth Strategies LLC | Wealth advisor | 21.8K | $2.1M | 0.4% | +100.0% |
| Geneos Wealth Management Inc. | Wealth advisor | 20.5K | $2.0M | 0.0% | +41.8% |
| Kestra Advisory Services, LLC | Wealth advisor | 20.1K | $2.0M | 0.0% | +13.7% |
| Certified Advisory Corp | Wealth advisor | 19.6K | $1.9M | 0.2% | +2.3% |
| Warner Group LLC | Wealth advisor | 19.1K | $1.8M | 1.2% | +62.9% |
| Ameritas Investment Partners, Inc. | Diversified mechanical | 18.6K | $1.8M | 0.1% | +75.8% |
| Gateway Wealth Partners, LLC | Wealth advisor | 18.0K | $1.7M | 0.1% | +105.3% |
| TRUIST FINANCIAL CORP | Diversified mechanical | 17.2K | $1.7M | 0.0% | +26.3% |
| US BANCORP \DE\ | Wealth advisor | 15.9K | $1.5M | 0.0% | -21.6% |
| MTM Investment Management, LLC | Other | 15.8K | $1.5M | 0.5% | Held |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.