Ground Swell Capital, LLC

Wealth advisor Mechanical CIK 1534450
League rank
#356
in Wealth advisor · #1756 overall
Long book
$50.7M
Q1 2026
Positions
122
Top-10 weight
57%
concentration
Last quarter
+20.6%
SPY +14.8%
Turnover
96%
of book per quarter

Strategy in plain words

auto-generated from filings

Ground Swell Capital, LLC is a wealth-management firm allocating client money, running a $50.7M US long book across 122 positions.

The portfolio is concentrated: the top 10 names carry 57% of the portfolio. Turnover is high — positions rotate quickly, so individual names matter less than the process. Current anchor positions: VANGUARD S&P 500 ETF, INVESCO QQQ TRUST SERIES 1, VANECK PHARMACEUTICAL ETF, NVIDIA CORP, APPLE INC.

Over the last 9 quarters its long book ran on average 0.2pp per quarter ahead of the S&P 500, beating the index in 5 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
-1.0%
Q2 2024
+7.1%
Q3 2024
-3.1%
Q4 2024
-1.5%
Q1 2025
+15.2%
Q2 2025
+8.5%
Q3 2025
+1.6%
Q4 2025
-5.4%
Q1 2026
+20.6%

Sector allocation

Technology
41%
Healthcare
17%
Other
14%
Industrials
10%
Utilities
7%
Communications
5%
Financials
3%
Consumer discretionary
1%

Long book by quarter

$95.4M
Q1 2024
$103.4M
Q2 2024
$70.2M
Q3 2024
$45.9M
Q4 2024
$43.9M
Q1 2025
$61.2M
Q2 2025
$45.7M
Q3 2025
$48.6M
Q4 2025
$50.7M
Q1 2026

What does Ground Swell own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology8.9K$1.6M3.1%New
AAPL APPLE INCTechnology6.0K$1.5M3.0%+442.9%
DUOL DUOLINGOTechnology10.0K$986K1.9%New
EVRG EVERGY INCUtilities9.7K$798K1.6%New
CHTR CHARTER COMMUNICATIONS INC-ACommunications3.6K$787K1.6%New
META META PLATFORMS INC-CLASS ATechnology1.3K$734K1.4%New
ISRG INTUITIVE SURGICAL INCHealthcare1.6K$732K1.4%+131.5%
SNDK SANDISK CORPTechnology1.1K$717K1.4%New
AMD ADVANCED MICRO DEVICESTechnology3.0K$604K1.2%+48.6%
TSLA TESLA INCIndustrials1.5K$568K1.1%+2.9%
IONS IONIS PHARMACEUTICALS INCHealthcare7.3K$547K1.1%New
NVMI NOVA LTDOther1.2K$532K1.1%New
ORCL ORACLE CORPTechnology11.8K$530K1.0%New
NBIX NEUROCRINE BIOSCIENCES INCHealthcare3.8K$496K1.0%New
ENTG ENTEGRIS INCOther4.1K$479K0.9%New
TER TERADYNE INCTechnology1.6K$474K0.9%-2.0%
WHR 8.5 02/15/29 A WHIRLPOOL CORP11.1K$454K0.9%New
ALAB ASTERA LABS INCTechnology4.0K$441K0.9%New
APO 6.75 07/31/26 APOLLO GLOBAL MANAGEMENT7.3K$425K0.8%New
ANAB ANAPTYSBIO INCHealthcare7.6K$422K0.8%New
MAZE MAZE THERAPEUTICS INCHealthcare13.6K$406K0.8%New
CME CME GROUP INCFinancials1.1K$326K0.6%New
ZBRA ZEBRA TECHNOLOGIES CORP-CL AIndustrials1.5K$317K0.6%New
RMBS RAMBUS INCTechnology3.6K$311K0.6%New
LSCC LATTICE SEMICONDUCTOR CORPTechnology3.2K$295K0.6%New
AGIO AGIOS PHARMACEUTICALS INCHealthcare8.3K$282K0.6%New
EXPD EXPEDITORS INTL WASH INCIndustrials1.8K$264K0.5%New
RDNT RADNET INCHealthcare4.7K$263K0.5%New
MOG/A MOOG INC-CLASS AIndustrials887$260K0.5%New
PCG PG&E CORPUtilities5.7K$246K0.5%New
MSTR 8 PERP STRATEGY INC3.5K$245K0.5%New
GD GENERAL DYNAMICS CORPIndustrials703$241K0.5%New
MASI* MASIMO CORP1.3K$235K0.5%New
NWS NEWS CORP - CLASS BOther8.2K$234K0.5%New
GSAT GLOBALSTAR INCCommunications3.5K$232K0.5%New
BWXT BWX TECHNOLOGIES INCIndustrials1.1K$229K0.5%New
VST VISTRA CORPUtilities1.5K$229K0.5%New
TW TRADEWEB MARKETS INC-CLASS AFinancials1.9K$224K0.4%New
TMO THERMO FISHER SCIENTIFIC INCOther456$224K0.4%New
WFC 7.5 PERP L WELLS FARGO & COMPANY193$223K0.4%New
AROC ARCHROCK INCUtilities6.3K$218K0.4%New
ICLR ICON PLCHealthcare1.9K$209K0.4%New
YUMC YUM CHINA HOLDINGS INCConsumer discretionary4.2K$206K0.4%New
MTD METTLER-TOLEDO INTERNATIONALHealthcare162$204K0.4%New
MCHP MICROCHIP TECHNOLOGY INCTechnology3.5K$201K0.4%New
ONDS ONDAS INCTechnology20.2K$183K0.4%-50.3%
FLNC FLUENCE ENERGY INCTechnology12.6K$174K0.3%New
CIFR CIPHER DIGITAL INCFinancials11.5K$148K0.3%New
JOBY JOBY AVIATION INCIndustrials16.9K$139K0.3%New
UPWK UPWORK INCTechnology10.6K$116K0.2%New

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 21, 2026122$50.7M canonicalSEC ↗
Q4 202513F-HRFeb 4, 202687$48.6M canonicalSEC ↗
Q3 202513F-HRNov 6, 2025131$45.7M canonicalSEC ↗
Q2 202513F-HRJul 31, 2025141$63.0M canonicalSEC ↗
Q1 202513F-HRMay 13, 2025155$46.5M canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025147$66.5M canonicalSEC ↗
Q3 202413F-HROct 29, 2024155$113.7M canonicalSEC ↗
Q2 202413F-HRAug 7, 2024173$129.2M canonicalSEC ↗
Q1 202413F-HRMay 14, 202473$110.2M canonicalSEC ↗