Norris Financial Group, LLC

Wealth advisor Mechanical CIK 2129318
League rank
#2727
in Wealth advisor · #6223 overall
Long book
$306.4M
Q1 2026
Positions
97
Top-10 weight
45%
concentration
Last quarter
+8.4%
SPY +14.8%
Turnover
24%
of book per quarter

Strategy in plain words

auto-generated from filings

Norris Financial Group, LLC is a wealth-management firm allocating client money, running a $306.4M US long book across 97 positions.

The portfolio is moderately concentrated (top 10 ≈ 45% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: SS SPDR S&P 500 ETF TRUST-US, ISHARES GOLD TRUST, ISHARES 0-1 YEAR TREASURY BO, ABRDN PHYSICAL GOLD SHARES, VANGUARD TOTAL STOCK MKT ETF.

Over the last 9 quarters its long book ran on average 1pp per quarter ahead of the S&P 500, beating the index in 7 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+4.4%
Q2 2024
+6.5%
Q3 2024
+4.8%
Q4 2024
-2.3%
Q1 2025
+8.8%
Q2 2025
+11.2%
Q3 2025
+5.0%
Q4 2025
+2.3%
Q1 2026
+8.4%

Sector allocation

Technology
44%
Industrials
13%
Healthcare
12%
Financials
10%
Consumer staples
5%
Consumer discretionary
4%
Utilities
4%
Materials
3%

Long book by quarter

$182.3M
Q1 2024
$192.0M
Q2 2024
$203.2M
Q3 2024
$212.8M
Q4 2024
$214.3M
Q1 2025
$244.1M
Q2 2025
$273.9M
Q3 2025
$294.2M
Q4 2025
$306.4M
Q1 2026

What does Norris Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology31.6K$8.0M2.6%+0.3%
DOCN DIGITALOCEAN HOLDINGS INCTechnology84.3K$7.2M2.4%-2.6%
AUPH AURINIA PHARMACEUTICALS INCHealthcare342.5K$5.1M1.7%-1.0%
AGX ARGAN INCIndustrials8.9K$4.8M1.6%-17.5%
TTMI TTM TECHNOLOGIESTechnology43.7K$4.3M1.4%-3.6%
TPB TURNING POINT BRANDS INCConsumer staples47.8K$4.2M1.4%-3.5%
MU MICRON TECHNOLOGY INCTechnology12.0K$4.1M1.3%-17.7%
GOOGL ALPHABET INC-CL ATechnology13.2K$3.8M1.2%+0.3%
NVDA NVIDIA CORPTechnology20.5K$3.6M1.2%+3.1%
AMZN AMAZON.COM INCConsumer discretionary17.1K$3.6M1.2%+1.3%
CBOE CBOE GLOBAL MARKETS INCFinancials9.7K$2.7M0.9%+2.8%
NEM NEWMONT CORPMaterials24.9K$2.7M0.9%-1.9%
OKE ONEOK INCUtilities29.5K$2.7M0.9%+10.2%
UPS UNITED PARCEL SERVICE-CL BIndustrials26.1K$2.6M0.8%-4.5%
COIN COINBASE GLOBAL INC -CLASS AFinancials14.5K$2.5M0.8%New
PFE PFIZER INCHealthcare89.2K$2.5M0.8%+369.6%
CLS CELESTICA INCTechnology8.8K$2.5M0.8%+2.9%
LMT LOCKHEED MARTIN CORPIndustrials3.8K$2.3M0.8%+20.4%
GILD GILEAD SCIENCES INCHealthcare16.6K$2.3M0.8%+1.3%
TFC TRUIST FINANCIAL CORPFinancials36.2K$1.7M0.5%-5.8%
SHOP SHOPIFY INC - CLASS ATechnology13.4K$1.6M0.5%+17.6%
MSFT MICROSOFT CORPTechnology4.3K$1.6M0.5%+3.7%
VTS VITESSE ENERGY INCEnergy76.7K$1.4M0.5%+133.4%
VZ VERIZON COMMUNICATIONS INCCommunications22.2K$1.1M0.4%+7.5%
SOFI SOFI TECHNOLOGIES INCFinancials52.1K$828K0.3%-5.8%
LHX L3HARRIS TECHNOLOGIES INCTechnology2.1K$716K0.2%+59.1%
TSLA TESLA INCIndustrials1.5K$545K0.2%+0.1%
XOM EXXON MOBIL CORPEnergy3.2K$540K0.2%-3.8%
RF REGIONS FINANCIAL CORPFinancials19.2K$501K0.2%Held
FLR FLUOR CORPIndustrials8.4K$394K0.1%-23.6%
ENB ENBRIDGE INCEnergy6.6K$354K0.1%New
CRSP CRISPR THERAPEUTICS AGHealthcare7.3K$345K0.1%-7.5%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology2.2K$316K0.1%-21.0%
DHT DHT HOLDINGS INCIndustrials17.3K$316K0.1%New
HON HONEYWELL INTERNATIONAL INCIndustrials1.4K$308K0.1%-1.4%
AVGO BROADCOM INCTechnology983$304K0.1%+11.3%
KVUE KENVUE INCOther17.5K$302K0.1%+6.1%
HBAN HUNTINGTON BANCSHARES INCFinancials19.1K$298K0.1%Held
D DOMINION ENERGY INCUtilities4.5K$280K0.1%+23.1%
STRL STERLING INFRASTRUCTURE INCIndustrials644$262K0.1%New
MTDR MATADOR RESOURCES COEnergy4.0K$250K0.1%New
SSRM SSR MINING INCFinancials7.3K$216K0.1%New
TRGP TARGA RESOURCES CORPUtilities858$215K0.1%New
GOOG ALPHABET INC-CL CTechnology715$205K0.1%Held
RCAT RED CAT HOLDINGS INCTechnology14.9K$194K0.1%+42.4%
JELD JELD-WEN HOLDING INCOther106.1K$132K0.0%+36.3%
IBRX IMMUNITYBIO INCHealthcare14.1K$108K0.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 20, 202697$306.4M canonicalSEC ↗
Q4 202513F-HRMay 20, 202697$294.2M canonicalSEC ↗
Q3 202513F-HRMay 20, 202698$273.9M canonicalSEC ↗
Q2 202513F-HRMay 20, 202682$244.1M canonicalSEC ↗
Q1 202513F-HRMay 20, 202685$214.3M canonicalSEC ↗
Q4 202413F-HRMay 20, 202682$212.8M canonicalSEC ↗
Q3 202413F-HRMay 20, 202676$203.2M canonicalSEC ↗
Q2 202413F-HRMay 20, 202678$192.0M canonicalSEC ↗
Q1 202413F-HRMay 20, 202674$182.3M canonicalSEC ↗