Seros Financial, LLC

Wealth advisor Mechanical CIK 2039918
League rank
#268
in Wealth advisor · #1817 overall
Long book
$157.1M
Q1 2026
Positions
58
Top-10 weight
73%
concentration
Last quarter
+14.5%
SPY +14.8%
Turnover
22%
of book per quarter

Strategy in plain words

auto-generated from filings

Seros Financial, LLC is a wealth-management firm allocating client money, running a $157.1M US long book across 58 positions.

The portfolio is concentrated: the top 10 names carry 73% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: INVESCO S&P 500 MOMENTUM ETF, INVESCO QQQ TRUST SERIES 1, SCHWAB INTL EQUITY ETF, FRANKLIN INTERNATIONAL LOW V, BERKSHIRE HATHAWAY INC-CL B.

Over the last 6 quarters its long book ran on average 0.5pp per quarter behind the S&P 500, beating the index in 2 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
-3.8%
Q1 2025
+10.0%
Q2 2025
+6.6%
Q3 2025
+1.4%
Q4 2025
-3.8%
Q1 2026
+14.5%

Sector allocation

Financials
51%
Technology
24%
Industrials
17%
Consumer discretionary
6%
Healthcare
1%
Other
0%

Long book by quarter

$111.1M
Q4 2024
$133.8M
Q1 2025
$157.8M
Q2 2025
$165.3M
Q3 2025
$170.5M
Q4 2025
$157.1M
Q1 2026

What does Seros Financial, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials20.6K$9.9M6.3%-13.1%
ORN ORION GROUP HOLDINGS INCIndustrials168.7K$1.8M1.2%+4.1%
AAPL APPLE INCTechnology4.6K$1.2M0.7%-6.2%
JCI JOHNSON CONTROLS INTERNATIONIndustrials7.1K$930K0.6%Held
AMZN AMAZON.COM INCConsumer discretionary4.0K$826K0.5%-32.4%
NVDA NVIDIA CORPTechnology4.3K$753K0.5%-65.2%
MSFT MICROSOFT CORPTechnology1.8K$683K0.4%-32.7%
TSLA TESLA INCIndustrials1.8K$667K0.4%-7.7%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology1.1K$438K0.3%-14.5%
VRSK VERISK ANALYTICS INCTechnology2.2K$422K0.3%Held
GOOGL ALPHABET INC-CL ATechnology1.1K$322K0.2%+0.6%
SHOP SHOPIFY INC - CLASS ATechnology2.6K$303K0.2%-12.0%
COST COSTCO WHOLESALE CORPConsumer discretionary277$276K0.2%-6.7%
AVGO BROADCOM INCTechnology859$266K0.2%+0.6%
META META PLATFORMS INC-CLASS ATechnology455$260K0.2%-11.7%
ABBV ABBVIE INCHealthcare1.1K$235K0.1%+0.5%
MSI MOTOROLA SOLUTIONS INCTechnology508$220K0.1%New
UNH UNITEDHEALTH GROUP INCFinancials810$219K0.1%+9.0%
PRPL PURPLE INNOVATION INCOther10.0K$7K0.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 5, 202658$157.1M canonicalSEC ↗
Q4 202513F-HRFeb 6, 202661$170.5M canonicalSEC ↗
Q3 202513F-HR/ARESTATEMENTDec 11, 202563$165.3M canonicalSEC ↗
Q3 202513F-HRNov 5, 202564$171.8M SEC ↗
Q2 202513F-HRJul 21, 202561$157.8M canonicalSEC ↗
Q1 202513F-HRApr 16, 202555$133.8M canonicalSEC ↗
Q4 202413F-HRJan 17, 202552$111.1M canonicalSEC ↗