CAPITAL SOUTHWEST CORP CSWC
$23.73
-1.3% 52w: $17.87 – $24.04
Latest 13F among current holders filed 19 days ago (Jun 16, 2026)
Price — last 12 months
research preview data17.8720.9524.04
Jun 20, 2025 Jul 2, 2026
Institutional holders
175
+6 QoQ
13F value
$409.6M
+3.1% QoQ
Smart-money holders
9
signal tier ≥ 2
New smart buyers
1
Q1 2026
Options barometer
0.6×
$7.3M calls / $12.9M puts
Institutional value by quarter
Number of holders
Who owns CSWC?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | Quant stat arb | 2.3M | $52.0M | 0.0% | +123.9% |
| VAN ECK ASSOCIATES CORP | Diversified mechanical | 1.1M | $24.9M | 0.0% | -18.3% |
| SANDERS MORRIS HARRIS LLC | Other | 1.1M | $24.6M | 3.9% | New |
| Sound Income Strategies, LLC | Diversified mechanical | 903.3K | $19.8M | 1.0% | +2.0% |
| UBS Group AG | Bank broker | 854.1K | $18.9M | 0.0% | +4.5% |
| VICTORY CAPITAL MANAGEMENT INC | Diversified mechanical | 14.1M | $14.4M | 0.0% | +6.6% |
| Empowered Funds, LLC | Diversified mechanical | 619.1K | $13.7M | 0.1% | New |
| Empirical Finance, LLC | Other | 618.9K | $13.7M | 0.6% | New |
| SMH CAPITAL ADVISORS INC ★3 | Fundamental concentrated | 11.6K | $11.6M | 35.2% | -99.9% |
| Melia Wealth LLC | Other | 515.5K | $11.4M | 5.5% | +2.5% |
| INCOME RESEARCH & MANAGEMENT ★3 | Fundamental concentrated | 10.1M | $10.3M | 6.1% | Held |
| Cetera Investment Advisers | Wealth advisor | 452.7K | $10.0M | 0.0% | +6.6% |
| Legal & General Group Plc | Diversified mechanical | 443.1K | $9.8M | 0.0% | +13.7% |
| Muzinich & Co., Inc. ★3 | Fundamental concentrated | 426.2K | $9.4M | 3.3% | +0.2% |
| ENVESTNET ASSET MANAGEMENT INC | Wealth advisor | 402.9K | $8.9M | 0.0% | +4.3% |
| Columbus Macro, LLC | Other | 357.8K | $7.9M | 0.8% | +3.5% |
| FRANKLIN RESOURCES INC | Long only active | 329.1K | $7.3M | 0.0% | +25.5% |
| EPIQ PARTNERS, LLC | Other | 312.3K | $6.9M | 3.2% | +0.4% |
| Sumitomo Mitsui Trust Group, Inc. | Diversified mechanical | 284.8K | $6.3M | 0.0% | Held |
| BlackRock, Inc. | Index provider | 276.5K | $6.1M | 0.0% | -34.5% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 264.7K | $5.9M | 0.0% | -5.8% |
| Womack Financial LLC | Wealth advisor | 232.3K | $5.1M | 3.8% | +7.0% |
| LPL Financial LLC | Bank broker | 231.7K | $5.1M | 0.0% | +7.9% |
| MILLENNIUM MANAGEMENT LLC | Multistrat pod | 204.5K | $4.5M | 0.0% | +3.7% |
| Beacon Pointe Advisors, LLC | Wealth advisor | 196.8K | $4.4M | 0.0% | +0.9% |
| FIRST MANHATTAN CO. LLC. | Other | 188.9K | $4.2M | 0.0% | -8.3% |
| MORGAN STANLEY | Bank broker | 184.0K | $4.1M | 0.0% | -22.8% |
| GRACE & WHITE INC /NY ★2 | Fundamental diversified | 164.7K | $3.6M | 0.6% | Held |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Diversified mechanical | 147.3K | $3.3M | 0.0% | -13.3% |
| Foundations Investment Advisors, LLC | Wealth advisor | 135.5K | $3.0M | 0.0% | +4.3% |
| Naviter Wealth, LLC | Other | 124.6K | $2.8M | 0.3% | +25.5% |
| SSI INVESTMENT MANAGEMENT LLC ★2 | Fundamental diversified | 2.5M | $2.5M | 0.2% | New |
| Hodges Capital Management Inc. | Other | 110.3K | $2.4M | 0.2% | +1.7% |
| GraniteShares Advisors LLC | Other | 109.9K | $2.4M | 1.8% | -10.3% |
| Advisors Asset Management, Inc. | Diversified mechanical | 108.4K | $2.4M | 0.0% | +4.8% |
| AMERIPRISE FINANCIAL INC | Bank broker | 105.5K | $2.4M | 0.0% | +424.6% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | Other | 95.3K | $2.1M | 0.0% | +13.8% |
| HRT FINANCIAL LP | Diversified mechanical | 93.4K | $2.1M | 0.0% | +47.9% |
| NEUBERGER BERMAN GROUP LLC | Diversified mechanical | 92.5K | $2.0M | 0.0% | -2.4% |
| Balyasny Asset Management L.P. | Multistrat pod | 90.9K | $2.0M | 0.0% | +577.9% |
| First Dallas Securities Inc. ★2 | Fundamental diversified | 89.7K | $2.0M | 0.7% | -0.2% |
| BENJAMIN EDWARDS INC | Diversified mechanical | 88.2K | $2.0M | 0.0% | -1.7% |
| JANE STREET GROUP, LLC | Market maker | 79.0K | $1.7M | 0.0% | +1.3% |
| SMH CAPITAL ADVISORS INC ★3 | Fundamental concentrated | 1.7K | $1.7M | 5.3% | -97.8% |
| DENALI ADVISORS LLC | Other | 75.8K | $1.7M | 0.2% | -0.6% |
| Truvestments Capital LLC | Other | 72.7K | $1.6M | 0.3% | New |
| Legacy Capital Wealth Partners, LLC | Other | 71.2K | $1.6M | 0.3% | +7.5% |
| Militia Capital Management LLC | Other | 70.0K | $1.5M | 0.2% | — |
| STATE STREET CORP | Index provider | 69.1K | $1.5M | 0.0% | +10.5% |
| B. Riley Wealth Advisors, Inc. | Diversified mechanical | 69.8K | $1.5M | 0.1% | +0.1% |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.