HERCULES CAPITAL INC HTGC
$15.96
+0.3% 52w: $13.48 – $17.91
Latest 13F among current holders filed 19 days ago (Jun 16, 2026)
Price — last 12 months
research preview data13.4815.6917.91
Jun 20, 2025 Jul 2, 2026
Institutional holders
349
-5 QoQ
13F value
$744.0M
-27.0% QoQ
Smart-money holders
12
signal tier ≥ 2
New smart buyers
1
Q1 2026
Options barometer
0.3×
$11.7M calls / $34.9M puts
Institutional value by quarter
Number of holders
Who owns HTGC?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | Diversified mechanical | 3.4M | $49.2M | 2.4% | +25.1% |
| VAN ECK ASSOCIATES CORP | Diversified mechanical | 3.2M | $46.7M | 0.0% | -8.5% |
| UBS Group AG | Bank broker | 2.5M | $36.8M | 0.0% | +49.2% |
| TWO SIGMA INVESTMENTS, LP | Quant stat arb | 2.3M | $34.3M | 0.0% | +43.8% |
| Qube Research & Technologies Ltd | Quant stat arb | 2.2M | $33.0M | 0.0% | +46.5% |
| LPL Financial LLC | Bank broker | 1.8M | $26.5M | 0.0% | -1.5% |
| D. E. Shaw & Co., Inc. | Quant stat arb | 1.5M | $22.9M | 0.0% | +87.6% |
| Legal & General Group Plc | Diversified mechanical | 1.5M | $22.1M | 0.0% | +8.4% |
| Muzinich & Co., Inc. ★3 | Fundamental concentrated | 1.4M | $19.9M | 7.0% | +1.1% |
| MORGAN STANLEY | Bank broker | 1.3M | $18.7M | 0.0% | +13.5% |
| FRANKLIN RESOURCES INC | Long only active | 1.1M | $16.8M | 0.0% | +16.4% |
| Sumitomo Mitsui Trust Group, Inc. | Diversified mechanical | 1.0M | $15.1M | 0.0% | +0.6% |
| MILLENNIUM MANAGEMENT LLC | Multistrat pod | 985.2K | $14.6M | 0.0% | -29.3% |
| TECTONIC ADVISORS LLC | Wealth advisor | 893.1K | $13.2M | 0.7% | +17.6% |
| Advisors Capital Management, LLC | Other | 856.2K | $12.6M | 0.1% | +3.4% |
| BlackRock, Inc. | Index provider | 855.1K | $12.6M | 0.0% | -35.9% |
| JPMORGAN CHASE & CO | Bank broker | 878.6K | $12.5M | 0.0% | +174.4% |
| CITADEL ADVISORS LLC | Multistrat pod | 815.4K | $12.0M | 0.0% | +72.7% |
| Melia Wealth LLC | Other | 799.7K | $11.8M | 5.7% | -0.3% |
| ARES MANAGEMENT LLC ★3 | Fundamental concentrated | 776.6K | $11.5M | 0.8% | +285.2% |
| WELLS FARGO & COMPANY/MN | Bank broker | 749.2K | $11.1M | 0.0% | +1.2% |
| Gilman Hill Asset Management, LLC | Other | 617.8K | $9.1M | 1.4% | +6.4% |
| STIFEL FINANCIAL CORP | Diversified mechanical | 501.7K | $7.4M | 0.0% | -17.4% |
| ROYAL BANK OF CANADA | Bank broker | 496.4K | $7.3M | 0.0% | -22.9% |
| HRT FINANCIAL LP | Diversified mechanical | 495.3K | $7.3M | 0.0% | +12.2% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 476.6K | $7.0M | 0.0% | -31.0% |
| Border to Coast Pensions Partnership Ltd ★2 | Fundamental diversified | 475.0K | $7.0M | 0.1% | +18.8% |
| Trexquant Investment LP | Diversified mechanical | 470.5K | $6.9M | 0.1% | +16.8% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Market maker | 442.6K | $6.5M | 0.0% | +2008.0% |
| AMERIPRISE FINANCIAL INC | Bank broker | 438.1K | $6.5M | 0.0% | +13.5% |
| Engineers Gate Manager LP | Diversified mechanical | 392.0K | $5.8M | 0.1% | +195.4% |
| GOLDMAN SACHS GROUP INC | Bank broker | 384.4K | $5.7M | 0.0% | +87.2% |
| D.A. DAVIDSON & CO. | Wealth advisor | 323.4K | $4.8M | 0.0% | +4.6% |
| Advisors Asset Management, Inc. | Diversified mechanical | 307.0K | $4.5M | 0.1% | -15.7% |
| NEUBERGER BERMAN GROUP LLC | Diversified mechanical | 301.7K | $4.5M | 0.0% | -0.4% |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Diversified mechanical | 301.2K | $4.4M | 0.0% | -57.4% |
| FJ Capital Management LLC | Quant stat arb | 277.7K | $4.1M | 0.5% | +63.3% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | Other | 273.3K | $4.0M | 0.1% | -5.7% |
| Cetera Investment Advisers | Wealth advisor | 256.6K | $3.8M | 0.0% | +19.3% |
| BARCLAYS PLC | Bank broker | 240.3K | $3.5M | 0.0% | +36.2% |
| PNC FINANCIAL SERVICES GROUP, INC. | Diversified mechanical | 234.1K | $3.5M | 0.0% | 0.0% |
| BANK OF AMERICA CORP /DE/ | Bank broker | 227.0K | $3.4M | 0.0% | +10.5% |
| DENALI ADVISORS LLC | Other | 224.3K | $3.3M | 0.4% | -3.8% |
| STATE STREET CORP | Index provider | 223.2K | $3.3M | 0.0% | +4.4% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 213.3K | $3.2M | 0.0% | -3.0% |
| Naviter Wealth, LLC | Other | 210.4K | $3.1M | 0.4% | +8.5% |
| ELEVATION POINT WEALTH PARTNERS, LLC | Other | 206.3K | $3.0M | 0.1% | New |
| Cerity Partners LLC | Diversified mechanical | 198.0K | $2.9M | 0.0% | 0.0% |
| Jump Financial, LLC | Market maker | 196.3K | $2.9M | 0.0% | -45.6% |
| BNP PARIBAS FINANCIAL MARKETS | Bank broker | 193.3K | $2.9M | 0.0% | -6.8% |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.