FIRST TRUST SMALL CAP CORE A FYX
$142.33
-0.8% 52w: $92.61 – $144.30
Latest 13F among current holders filed 17 days ago (Jun 18, 2026)
Price — last 12 months
research preview data92.61118.45144.30
Jun 20, 2025 Jul 2, 2026
Institutional holders
180
+8 QoQ
13F value
$732.7M
+13.8% QoQ
Smart-money holders
0
signal tier ≥ 2
New smart buyers
0
Q1 2026
Options barometer
calls only
$229K calls / — puts
Institutional value by quarter
Number of holders
Who owns FYX?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | Bank broker | 708.4K | $84.5M | 0.0% | +17.2% |
| MORGAN STANLEY | Bank broker | 652.8K | $77.9M | 0.0% | -2.2% |
| LPL Financial LLC | Bank broker | 612.1K | $73.1M | 0.0% | +4.9% |
| WELLS FARGO & COMPANY/MN | Bank broker | 544.4K | $65.0M | 0.0% | -0.8% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 413.9K | $49.4M | 0.0% | +52.8% |
| BANK OF AMERICA CORP /DE/ | Bank broker | 371.5K | $44.3M | 0.0% | 0.0% |
| UBS Group AG | Bank broker | 304.6K | $36.4M | 0.0% | +20.8% |
| Janney Montgomery Scott LLC | Diversified mechanical | 253.5K | $30.3M | 0.1% | +6.1% |
| Cetera Investment Advisers | Wealth advisor | 128.9K | $15.4M | 0.0% | -1.7% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Insurance | 116.9K | $14.0M | 0.0% | +13.1% |
| Concurrent Investment Advisors, LLC | Wealth advisor | 85.5K | $10.2M | 0.1% | +13.8% |
| Chicago Partners Investment Group LLC | Wealth advisor | 72.6K | $9.6M | 0.2% | +1.8% |
| Crusonia Wealth Advisors LLC | Wealth advisor | 73.9K | $8.8M | 1.8% | +0.6% |
| Genesee Capital Advisors, LLC | Wealth advisor | 67.7K | $8.1M | 3.4% | -0.8% |
| Cambridge Investment Research Advisors, Inc. | Wealth advisor | 67.3K | $8.0M | 0.0% | -21.1% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 65.8K | $7.8M | 0.0% | -1.3% |
| Per Stirling Capital Management, LLC. | Wealth advisor | 65.5K | $7.8M | 0.9% | +97.1% |
| Wealth Alliance Advisory Group, LLC | Wealth advisor | 59.6K | $7.1M | 1.1% | -4.3% |
| Kestra Advisory Services, LLC | Wealth advisor | 58.4K | $7.0M | 0.0% | +4.4% |
| Geneos Wealth Management Inc. | Wealth advisor | 52.4K | $6.3M | 0.1% | -1.3% |
| D.A. DAVIDSON & CO. | Wealth advisor | 48.2K | $5.7M | 0.0% | +1.6% |
| OSAIC HOLDINGS, INC. | Wealth advisor | 44.4K | $5.3M | 0.0% | +3.5% |
| Hapanowicz & Associates Financial Services, Inc | Wealth advisor | 42.5K | $5.1M | 2.0% | -8.1% |
| Mainsail Financial Group, LLC | Wealth advisor | 40.2K | $4.8M | 2.0% | +0.2% |
| ENVESTNET ASSET MANAGEMENT INC | Wealth advisor | 39.0K | $4.7M | 0.0% | +20.8% |
| JPMORGAN CHASE & CO | Bank broker | 39.4K | $4.6M | 0.0% | +5.2% |
| STIFEL FINANCIAL CORP | Diversified mechanical | 37.7K | $4.5M | 0.0% | -1.2% |
| HighTower Advisors, LLC | Diversified mechanical | 36.9K | $4.4M | 0.0% | +1.3% |
| MTM Investment Management, LLC | Other | 36.3K | $4.3M | 1.4% | +1.7% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Wealth advisor | 31.9K | $3.9M | 0.0% | +4.9% |
| Troutman Wealth Management, LLC | Wealth advisor | 32.1K | $3.8M | 3.2% | -0.6% |
| CITY HOLDING CO | Other | 31.4K | $3.7M | 0.5% | +21.6% |
| Baird Financial Group, Inc. | Diversified mechanical | 31.0K | $3.7M | 0.0% | -11.1% |
| RFG Advisory, LLC | Wealth advisor | 30.9K | $3.7M | 0.1% | New |
| Regal Investment Advisors LLC | Wealth advisor | 30.5K | $3.6M | 0.2% | 0.0% |
| CITADEL ADVISORS LLC | Multistrat pod | 29.6K | $3.5M | 0.0% | +199.0% |
| Western Wealth Management, LLC | Wealth advisor | 29.5K | $3.5M | 0.1% | +7.5% |
| MML INVESTORS SERVICES, LLC | Wealth advisor | 27.4K | $3.3M | 0.0% | +60.9% |
| CWM, LLC | Wealth advisor | 25.8K | $3.1M | 0.0% | -4.0% |
| JONES FINANCIAL COMPANIES LLLP | Wealth advisor | 25.3K | $3.0M | 0.0% | +35.5% |
| PARK NATIONAL CORP /OH/ | Other | 23.1K | $2.8M | 0.1% | -1.1% |
| JANE STREET GROUP, LLC | Market maker | 22.5K | $2.7M | 0.0% | New |
| FIFTH THIRD BANCORP | Diversified mechanical | 22.0K | $2.6M | 0.0% | New |
| Virtu Financial LLC | Market maker | 21.1K | $2.5M | 0.1% | New |
| MERCER GLOBAL ADVISORS INC /ADV | Wealth advisor | 20.7K | $2.5M | 0.0% | New |
| Sanctuary Advisors, LLC | Wealth advisor | 17.9K | $2.1M | 0.0% | -1.1% |
| Milestones Private Investment Advisors LLC | Wealth advisor | 17.4K | $2.1M | 1.8% | +1.9% |
| Lakeridge Wealth Management LLC | Wealth advisor | 17.2K | $2.1M | 0.9% | +1.6% |
| Catalyst Investment Management LLC | Wealth advisor | 14.8K | $2.0M | 2.2% | +1.5% |
| Equitable Holdings, Inc. | Wealth advisor | 16.0K | $1.8M | 0.0% | +5.1% |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.