VANECK MORNINGSTAR SMID MOAT SMOT
$39.51
+1.1% 52w: $33.20 – $39.51
Latest 13F among current holders filed 32 days ago (Jun 3, 2026)
Price — last 12 months
research preview data33.2036.3639.51
Jun 20, 2025 Jul 2, 2026
Institutional holders
106
-3 QoQ
13F value
$241.2M
-12.3% QoQ
Smart-money holders
1
signal tier ≥ 2
New smart buyers
0
Q1 2026
Options barometer
puts only
— calls / $328K puts
Institutional value by quarter
Number of holders
Who owns SMOT?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | Bank broker | 930.9K | $32.8M | 0.0% | -15.1% |
| Gradient Investments LLC | Wealth advisor | 870.0K | $30.6M | 0.5% | +5.7% |
| GREAT LAKES ADVISORS, LLC | Other | 815.0K | $28.7M | 0.2% | -28.2% |
| MORGAN STANLEY | Bank broker | 493.5K | $17.4M | 0.0% | -18.1% |
| FINANCIAL MANAGEMENT NETWORK INC | Wealth advisor | 476.2K | $17.2M | 2.6% | -15.0% |
| BANK OF AMERICA CORP /DE/ | Bank broker | 420.3K | $14.8M | 0.0% | -2.2% |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Wealth advisor | 338.5K | $11.9M | 0.1% | -0.4% |
| Mesirow Financial Investment Management, Inc. | Wealth advisor | 268.1K | $9.4M | 0.2% | +24.6% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 169.4K | $6.0M | 0.0% | -11.0% |
| FOCUSED ALPHA, LLC | Wealth advisor | 105.3K | $3.7M | 1.1% | Held |
| JONES FINANCIAL COMPANIES LLLP | Wealth advisor | 106.0K | $3.7M | 0.0% | +16.3% |
| FLOW TRADERS U.S. LLC | Market maker | 90.7K | $3.2M | 0.1% | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Wealth advisor | 83.0K | $2.9M | 0.0% | -11.2% |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC ★2 | Fundamental diversified | 81.5K | $2.9M | 0.4% | +0.6% |
| Creekside Partners | Wealth advisor | 67.2K | $2.4M | 1.0% | +4.0% |
| Prospera Financial Services Inc | Diversified mechanical | 65.1K | $2.3M | 0.0% | +1.7% |
| MERCER GLOBAL ADVISORS INC /ADV | Wealth advisor | 61.5K | $2.2M | 0.0% | -6.8% |
| TRUE Private Wealth Advisors | Wealth advisor | 61.2K | $2.2M | 0.2% | +8.8% |
| Ascentis Independent Advisors | Other | 58.0K | $2.0M | 0.2% | New |
| Cambridge Investment Research Advisors, Inc. | Wealth advisor | 53.8K | $1.9M | 0.0% | +1.5% |
| STEPHENS INC /AR/ | Diversified mechanical | 51.6K | $1.8M | 0.0% | +4.4% |
| Family Office Research LLC | Wealth advisor | 51.5K | $1.8M | 0.8% | -22.9% |
| STIFEL FINANCIAL CORP | Diversified mechanical | 49.7K | $1.7M | 0.0% | +1.5% |
| Brown Financial Advisors | Other | 48.5K | $1.7M | 0.6% | +0.1% |
| TPG Advisors LLC | Wealth advisor | 47.8K | $1.7M | 1.0% | -22.5% |
| Steward Partners Investment Advisory, LLC | Diversified mechanical | 45.7K | $1.6M | 0.0% | -3.2% |
| PURSUE WEALTH PARTNERS LLC | Other | 45.3K | $1.6M | 1.0% | +1.5% |
| FIRST FOUNDATION ADVISORS | Other | 44.2K | $1.6M | 0.1% | -3.5% |
| Cetera Investment Advisers | Wealth advisor | 41.2K | $1.5M | 0.0% | -34.5% |
| Vise Technologies, Inc. | Wealth advisor | 36.1K | $1.3M | 0.0% | Held |
| Beaumont Financial Advisors, LLC | Wealth advisor | 31.8K | $1.1M | 0.1% | -0.1% |
| Bank of New Hampshire | Other | 31.2K | $1.1M | 0.3% | +30.3% |
| Stonebridge Financial Planning Group, LLC | Wealth advisor | 30.8K | $1.1M | 0.4% | -4.1% |
| Paladin Wealth, LLC | Wealth advisor | 30.6K | $1.1M | 0.7% | +12.7% |
| HighTower Advisors, LLC | Diversified mechanical | 28.2K | $991K | 0.0% | +0.1% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 26.7K | $941K | 0.0% | +7.7% |
| MAI Capital Management | Wealth advisor | 26.6K | $936K | 0.0% | +32.7% |
| Coordinated Financial Services, Inc. | Wealth advisor | 23.1K | $813K | 0.5% | +4.4% |
| EP Wealth Advisors, LLC | Wealth advisor | 22.2K | $782K | 0.0% | -18.5% |
| Mattson Financial Services, LLC | Other | 22.2K | $782K | 0.2% | -2.2% |
| Stiles Financial Services Inc | Other | 22.0K | $776K | 0.2% | +0.5% |
| CITADEL ADVISORS LLC | Multistrat pod | 21.9K | $770K | 0.0% | +58.5% |
| First Financial Group Corp | Wealth advisor | 21.4K | $752K | 0.6% | -0.9% |
| Argent Trust Co | Other | 20.9K | $737K | 0.0% | -3.7% |
| Equitable Holdings, Inc. | Wealth advisor | 19.7K | $713K | 0.0% | +1.7% |
| GOLDMAN SACHS GROUP INC | Bank broker | 19.8K | $698K | 0.0% | New |
| Comprehensive Financial Consultants Institutional, Inc. | Other | 19.5K | $686K | 0.2% | -1.7% |
| Kestra Advisory Services, LLC | Wealth advisor | 18.6K | $654K | 0.0% | -58.3% |
| WOODMONT INVESTMENT COUNSEL LLC | Wealth advisor | 17.1K | $602K | 0.0% | -12.1% |
| GREAT VALLEY ADVISOR GROUP, INC. | Wealth advisor | 16.3K | $575K | 0.0% | New |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.