FIRST TRUST ULTRA SHORT DUR FUMB
$20.07
+0.0% 52w: $19.53 – $20.08
Latest 13F among current holders filed 32 days ago (Jun 3, 2026)
Price — last 12 months
research preview data19.5319.8120.08
Jun 20, 2025 Jul 2, 2026
Institutional holders
88
+0 QoQ
13F value
$158.7M
+0.9% QoQ
Smart-money holders
1
signal tier ≥ 2
New smart buyers
1
Q1 2026
Institutional value by quarter
Number of holders
Who owns FUMB?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | Bank broker | 879.5K | $17.6M | 0.0% | +16.4% |
| MORGAN STANLEY | Bank broker | 661.2K | $13.3M | 0.0% | -8.2% |
| WELLS FARGO & COMPANY/MN | Bank broker | 649.4K | $13.0M | 0.0% | -5.6% |
| XML Financial, LLC | Wealth advisor | 526.0K | $10.5M | 0.9% | +10.4% |
| ROYAL BANK OF CANADA | Bank broker | 346.0K | $6.9M | 0.0% | -0.4% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 291.5K | $5.8M | 0.0% | +30.5% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 276.9K | $5.6M | 0.0% | +5.7% |
| JPMORGAN CHASE & CO | Bank broker | 275.4K | $5.5M | 0.0% | +15.2% |
| NewEdge Advisors, LLC | Diversified mechanical | 273.5K | $5.5M | 0.0% | -58.6% |
| Gateway Wealth Partners, LLC | Wealth advisor | 260.1K | $5.2M | 0.2% | +107.1% |
| UBS Group AG | Bank broker | 212.2K | $4.3M | 0.0% | +1.9% |
| OSAIC HOLDINGS, INC. | Wealth advisor | 181.8K | $3.6M | 0.0% | -20.0% |
| J.W. COLE ADVISORS, INC. | Diversified mechanical | 153.6K | $3.1M | 0.1% | +5.7% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Diversified mechanical | 148.7K | $3.0M | 0.0% | +8.3% |
| Rockefeller Capital Management L.P. | Diversified mechanical | 130.4K | $2.6M | 0.0% | +4.8% |
| Kestra Advisory Services, LLC | Wealth advisor | 124.6K | $2.5M | 0.0% | +16.2% |
| Baird Financial Group, Inc. | Diversified mechanical | 124.4K | $2.5M | 0.0% | +6.4% |
| TRUIST FINANCIAL CORP | Diversified mechanical | 110.2K | $2.2M | 0.0% | -5.3% |
| Thomas J. Herzfeld Advisors, Inc. ★2 | Fundamental diversified | 110.0K | $2.2M | 0.7% | New |
| Insight Inv LLC | Other | 108.9K | $2.2M | 1.2% | -16.7% |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | Wealth advisor | 99.5K | $2.0M | 1.6% | New |
| Mainsail Financial Group, LLC | Wealth advisor | 95.3K | $1.9M | 0.8% | -11.1% |
| ENVESTNET ASSET MANAGEMENT INC | Wealth advisor | 94.0K | $1.9M | 0.0% | -0.2% |
| Cambridge Investment Research Advisors, Inc. | Wealth advisor | 92.1K | $1.8M | 0.0% | -2.8% |
| Thrivent Financial for Lutherans | Diversified mechanical | 92.2K | $1.8M | 0.0% | +4.4% |
| Cetera Investment Advisers | Wealth advisor | 91.9K | $1.8M | 0.0% | +1.6% |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | Wealth advisor | 80.9K | $1.6M | 0.9% | -3.8% |
| Independent Advisor Alliance | Wealth advisor | 66.4K | $1.3M | 0.0% | New |
| Sanctuary Advisors, LLC | Wealth advisor | 65.0K | $1.3M | 0.0% | +0.3% |
| Rothschild Wealth LLC | Wealth advisor | 62.5K | $1.3M | 0.1% | -2.9% |
| JANE STREET GROUP, LLC | Market maker | 58.1K | $1.2M | 0.0% | +140.5% |
| Ashton Thomas Private Wealth, LLC | Wealth advisor | 55.0K | $1.1M | 0.0% | -10.2% |
| OLD MISSION CAPITAL LLC | Wealth advisor | 54.8K | $1.1M | 0.0% | New |
| WealthBridge Capital Management, LLC | Wealth advisor | 54.8K | $1.1M | 0.3% | +23.8% |
| INSPIRION WEALTH ADVISORS, LLC | Wealth advisor | 53.9K | $1.1M | 0.1% | +7.7% |
| Summit Financial, LLC | Wealth advisor | 51.6K | $1.0M | 0.0% | -7.8% |
| JAMES INVESTMENT RESEARCH, INC. | Other | 45.6K | $914K | 0.1% | -64.9% |
| Prospera Financial Services Inc | Diversified mechanical | 44.6K | $894K | 0.0% | +12.6% |
| Private Advisor Group, LLC | Wealth advisor | 43.3K | $869K | 0.0% | +0.1% |
| MCDONALD PARTNERS LLC | Other | 42.5K | $852K | 0.2% | -1.2% |
| CITADEL ADVISORS LLC | Multistrat pod | 41.5K | $833K | 0.0% | +144.0% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Market maker | 35.8K | $718K | 0.0% | New |
| TRANSCEND CAPITAL ADVISORS, LLC | Other | 32.4K | $649K | 0.1% | +158.7% |
| Meridian Wealth Management, LLC | Other | 30.9K | $620K | 0.0% | -12.1% |
| Dynamic Advisor Solutions LLC | Wealth advisor | 29.5K | $592K | 0.0% | +3.7% |
| Capital Investment Advisory Services, LLC | Wealth advisor | 27.7K | $556K | 0.0% | +2.2% |
| Security Financial Services, INC. | Wealth advisor | 27.4K | $550K | 0.1% | +0.6% |
| Norris Financial Group, LLC | Wealth advisor | 27.2K | $545K | 0.2% | -22.1% |
| Concurrent Investment Advisors, LLC | Wealth advisor | 26.1K | $523K | 0.0% | Held |
| Occidental Asset Management, LLC | Other | 25.1K | $504K | 0.1% | 0.0% |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.