FIRST TRUST SMID CAP RISING SDVY
$43.16
-0.0% 52w: $33.92 – $43.17
Latest 13F among current holders filed 3 days ago (Jul 2, 2026)
Price — last 12 months
research preview data33.9238.5443.17
Jun 20, 2025 Jul 2, 2026
Institutional holders
563
+31 QoQ
13F value
$8.09B
+8.5% QoQ
Smart-money holders
5
signal tier ≥ 2
New smart buyers
0
Q1 2026
Options barometer
0.4×
$674K calls / $1.9M puts
Institutional value by quarter
Number of holders
Who owns SDVY?
Q1 2026 filings| Fund | Type | Shares | Value | % of fund | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | Bank broker | 24.9M | $980.7M | 0.3% | -0.1% |
| MORGAN STANLEY | Bank broker | 18.6M | $732.8M | 0.0% | +3.6% |
| RAYMOND JAMES FINANCIAL INC | Bank broker | 15.3M | $604.3M | 0.2% | +8.6% |
| WELLS FARGO & COMPANY/MN | Bank broker | 12.6M | $497.7M | 0.1% | +1.5% |
| BANK OF AMERICA CORP /DE/ | Bank broker | 9.5M | $373.1M | 0.0% | +6.3% |
| Cetera Investment Advisers | Wealth advisor | 7.9M | $313.2M | 0.3% | +2.9% |
| ROYAL BANK OF CANADA | Bank broker | 6.7M | $263.0M | 0.0% | +5.1% |
| UBS Group AG | Bank broker | 6.3M | $248.0M | 0.0% | -9.4% |
| Capital Investment Advisors, LLC | Wealth advisor | 4.6M | $180.4M | 2.6% | +4.6% |
| STIFEL FINANCIAL CORP | Diversified mechanical | 3.9M | $155.6M | 0.1% | -5.3% |
| HARBOUR INVESTMENTS, INC. | Wealth advisor | 3.8M | $151.0M | 2.3% | +41.0% |
| ENVESTNET ASSET MANAGEMENT INC | Wealth advisor | 3.6M | $142.8M | 0.0% | +10.3% |
| PARK NATIONAL CORP /OH/ | Other | 3.5M | $136.9M | 4.2% | +1.9% |
| COMMONWEALTH EQUITY SERVICES, LLC | Wealth advisor | 3.5M | $136.2M | 0.2% | -2.8% |
| HighTower Advisors, LLC | Diversified mechanical | 3.0M | $117.3M | 0.1% | -10.0% |
| OSAIC HOLDINGS, INC. | Wealth advisor | 2.8M | $110.9M | 0.2% | +0.3% |
| LVZ, Inc. | Wealth advisor | 2.7M | $105.4M | 12.0% | -4.7% |
| TRUIST FINANCIAL CORP | Diversified mechanical | 2.7M | $104.6M | 0.1% | +8.1% |
| Cambridge Investment Research Advisors, Inc. | Wealth advisor | 2.6M | $102.4M | 0.3% | +10.5% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Insurance | 2.5M | $98.5M | 0.1% | +13.6% |
| Baird Financial Group, Inc. | Diversified mechanical | 1.7M | $66.6M | 0.1% | +18.2% |
| Kestra Advisory Services, LLC | Wealth advisor | 1.7M | $65.4M | 0.2% | +5.5% |
| BLAIR WILLIAM & CO/IL | Diversified mechanical | 1.5M | $58.4M | 0.2% | +13.2% |
| JONES FINANCIAL COMPANIES LLLP | Wealth advisor | 1.5M | $58.3M | 0.0% | +35.7% |
| Private Advisor Group, LLC | Wealth advisor | 1.4M | $57.0M | 0.3% | +6.1% |
| MML INVESTORS SERVICES, LLC | Wealth advisor | 1.4M | $53.9M | 0.1% | -17.8% |
| Southern Financial Group, LLC | Wealth advisor | 1.3M | $51.4M | 14.4% | +0.9% |
| Rockefeller Capital Management L.P. | Diversified mechanical | 1.3M | $50.6M | 0.1% | +14.2% |
| ELEVATION POINT WEALTH PARTNERS, LLC | Other | 1.0M | $41.0M | 1.0% | +14172.1% |
| Vestmark Advisory Solutions, Inc. | Wealth advisor | 1.0M | $40.6M | 0.5% | +14036.0% |
| SMITH CHAS P & ASSOCIATES PA CPAS ★2 | Fundamental diversified | 1.0M | $40.5M | 2.2% | -0.1% |
| NewEdge Advisors, LLC | Diversified mechanical | 932.4K | $36.8M | 0.1% | -7.2% |
| Janney Montgomery Scott LLC | Diversified mechanical | 911.7K | $35.9M | 0.1% | +8.9% |
| JSF Financial, LLC | Wealth advisor | 891.6K | $35.2M | 6.9% | +55.1% |
| Arkadios Wealth Advisors | Wealth advisor | 861.7K | $34.0M | 0.6% | +191.4% |
| Prospera Financial Services Inc | Diversified mechanical | 852.5K | $33.6M | 0.5% | +14.4% |
| Western Wealth Management, LLC | Wealth advisor | 849.2K | $33.5M | 1.3% | +12.3% |
| Independent Advisor Alliance | Wealth advisor | 824.5K | $32.5M | 0.3% | New |
| D.A. DAVIDSON & CO. | Wealth advisor | 737.0K | $29.1M | 0.2% | +9.5% |
| GW HENSSLER & ASSOCIATES LTD | Other | 685.2K | $27.0M | 1.3% | +34.2% |
| Integrated Wealth Concepts LLC | Wealth advisor | 653.4K | $25.8M | 0.2% | +26.0% |
| Decker Wealth Management LLC | Wealth advisor | 628.7K | $24.8M | 5.6% | -0.6% |
| Blue Chip Partners, LLC ★2 | Fundamental diversified | 607.6K | $24.0M | 1.7% | +2.8% |
| Sanctuary Advisors, LLC | Wealth advisor | 588.0K | $23.2M | 0.1% | -0.1% |
| Aptus Capital Advisors, LLC | Wealth advisor | 578.6K | $22.8M | 0.2% | +8.6% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Wealth advisor | 571.0K | $22.7M | 0.0% | -4.2% |
| Trilogy Capital Inc. | Wealth advisor | 562.6K | $22.2M | 1.0% | +1.6% |
| GUARDIAN WEALTH ADVISORS, LLC / NC | Wealth advisor | 547.4K | $21.6M | 1.4% | +8.3% |
| FIRST TRUST ADVISORS LP | Index provider | 535.7K | $21.1M | 0.0% | +17.7% |
| Summit Financial, LLC | Wealth advisor | 532.9K | $21.0M | 0.3% | +1.9% |
Exits are not a bearish signal: our backtest shows stocks specialists exit keep outperforming for 3+ quarters — selling usually means profit-taking, not a forecast.